Intermediaries Licensing & Policy Associate

Securities and Futures Commission; Hong Kong; On-site; HKD 469,000 - 737,000; Full time

Job summary

The Securities and Futures Commission in Hong Kong is seeking a Management Associate for the Intermediaries Division to support licensing applications, notifications and day-to-day operations. The role involves interviewing applicants, handling licensing queries, preparing analytics reports, and contributing to policy development, with a focus on accuracy, integrity and effective stakeholder engagement.

A university degree in Accounting, Business, Finance or Law is preferred; English and Chinese

Qualifications

• University degree or professional qualification in accounting, business, finance or law.
• Minimum one year solid and relevant working experience is preferred.
• Knowledge of securities, futures and financial markets is advantageous.

Responsibilities

• Handle licensing applications and intermediary conduct issues.
• Interview applicants and licensees and respond to licensing inquiries.
• Assist in operational work, including preparing analytics reports for management review.
• Maintain close working relationships with market participants and colleagues.
• Assist in developing licensing policies, procedures and related projects.

Skills

Analytical skills

Interpersonal skills

Communication skills

English & Chinese language skills

Integrity & responsibility

Hardworking

Education

University degree

Accounting

Business

Finance

Law

Job description

The Securities and Futures Commission in Hong Kong is seeking a Management Associate for the Intermediaries Division to support licensing applications, notifications and day-to-day operations. The role involves interviewing applicants, handling licensing queries, preparing analytics reports, and contributing to policy development, with a focus on accuracy, integrity and effective stakeholder engagement.

A university degree in Accounting, Business, Finance or Law is preferred; English and Chinese