Management Associate - Intermediaries [Ref.: SFC/MA/LIC/INT/260925]

Securities and Futures Commission; Hong Kong; Vor Ort; HKD 469.000 - 737.000; Vollzeit

Zusammenfassung

The Securities and Futures Commission in Hong Kong is seeking a Management Associate for the Intermediaries Division to support licensing applications, notifications and day-to-day operations. The role involves interviewing applicants, handling licensing queries, preparing analytics reports, and contributing to policy development, with a focus on accuracy, integrity and effective stakeholder engagement.

A university degree in Accounting, Business, Finance or Law is preferred; English and Chinese

Qualifikationen

• University degree or professional qualification in accounting, business, finance or law.
• Minimum one year solid and relevant working experience is preferred.
• Knowledge of securities, futures and financial markets is advantageous.

Aufgaben

• Handle licensing applications and intermediary conduct issues.
• Interview applicants and licensees and respond to licensing inquiries.
• Assist in operational work, including preparing analytics reports for management review.
• Maintain close working relationships with market participants and colleagues.
• Assist in developing licensing policies, procedures and related projects.

Kenntnisse

Analytical skills

Interpersonal skills

Communication skills

English & Chinese language skills

Integrity & responsibility

Hardworking

Ausbildung

University degree

Accounting

Business

Finance

Law

Jobbeschreibung

Acting as the gatekeeper for the securities and futures industry in Hong Kong, the Commission’s Intermediaries Division is responsible for, among other things, licensing intermediaries and ensuring that only fit and proper individuals and corporations are permitted to carry on the business activities that are regulated by the Commission under the Securities and Futures Ordinance.

An opportunity is now available for suitably qualified professionals or recent graduates to join the Intermediaries Division as Management Associate. The successful candidate is expected to provide a full range of support in handling licence applications and notifications, and operational matters within the Division.

Duties & Responsibilities:

• Handle licensing applications and intermediary conduct issues;
• Interview applicants and licensees, and attend to enquiries on licensing and intermediary matters;
• Assist in matters relating to the operational work of the Intermediaries Division, including preparing analytics reports for management review;
• Maintain close working relationship with market participants and colleagues; and
• Assist in developing licensing and intermediary policies, procedures and associated projects.

Requirements:

• University degree and/or professional qualification preferably in Accounting, Business, Finance or Law;
• Minimum one year solid and relevant working experience will be an advantage;
• Knowledge of the operations of the securities, futures and financial industries and associated market practices preferred;
• Good analytical, interpersonal and communications skills;
• Hardworking, with a strong sense of responsibility and integrity; and
• Good command of spoken and written English and Chinese. Fluency in Putonghua will be an advantage.

Application deadline: 9 October 2026

All applications will be handled in strict confidence by authorised personnel and will only be used for recruitment related purposes. Applicants who do not hear from us within six months from the application deadline may consider their applications as unsuccessful. All information on unsuccessful candidates will be destroyed after six months.

We are an EQUAL OPPORTUNITY EMPLOYER.

The Securities and Futures Commission (SFC) is the independent statutory body regulating the securities and futures markets in Hong Kong.

We are committed to protecting the integrity and soundness of the market for the benefit of investors and the industry.

Working for a globally respected regulator provides unique opportunities to serve the public and advance Hong Kong’s position as an international financial centre. Join us to achieve greater things in your career.

Recruitment Manager
Securities & Futures Commission
54/F, One Island East,
18 Westlands Road, Quarry Bay, Hong Kong