VP of Compliance & Regulatory Strategy

Moody's Investors Service; Greater London; On-site; GBP 75,000 - 90,000; Full time

Job summary

A global ratings and risk assessment firm is seeking a Senior Compliance Officer to oversee regulatory engagement and compliance program administration. The role requires 9+ years of experience in regulatory compliance within the financial sector, strong communication skills, and the ability to manage multiple projects. The ideal candidate will have a strong academic background, preferably a master's degree in law, and an understanding of AI concepts to enhance compliance processes. This position is located in Greater London.

Qualifications

• 9+ years in regulatory compliance, primarily in the financial industry.
• Strong drafting skills and ability to engage with senior stakeholders.
• Ability to manage multiple projects under tight deadlines.

Responsibilities

• Lead responses to regulatory requests and review documents.
• Prepare materials for regulatory interactions, including onsite visits.
• Advise on business initiatives and participate in remediation efforts.
• Provide senior review of regulatory reports.
• Support the compliance program, including risk assessment exercises.

Skills

9+ years of experience within a financial industry regulator

Excellent communication skills

Pro-active, flexible, diligent, and dependable

Excellent attention to detail

Computer competence in Word and PowerPoint

Basic understanding of AI concepts

Education

Post-graduate master's degree, preferably in law

Job description

A global ratings and risk assessment firm is seeking a Senior Compliance Officer to oversee regulatory engagement and compliance program administration. The role requires 9+ years of experience in regulatory compliance within the financial sector, strong communication skills, and the ability to manage multiple projects. The ideal candidate will have a strong academic background, preferably a master's degree in law, and an understanding of AI concepts to enhance compliance processes. This position is located in Greater London.