Senior Compliance Manager & Deputy to Head of Compliance

Lutine Bell; England; On-site; GBP 60,000 - 80,000; Full time

Job summary

A leading investment management firm is seeking a Compliance Manager to ensure regulatory compliance and support risk management efforts. The successful candidate will work closely with the Head of Compliance and oversee compliance monitoring processes. Applicants should have at least five years of relevant experience and a strong understanding of UK regulatory frameworks. This is an excellent opportunity to join a reputable organization and contribute to a robust compliance culture within the firm.

Qualifications

• Minimum of five years generalist Compliance experience.
• Knowledge of UK regulatory frameworks including Client Assets and SMCR.
• Familiarity with Data Protection and Transaction Reporting is a plus.

Responsibilities

• Step in for the Head of Compliance as needed.
• Ensure business initiatives align with compliance standards.
• Respond to compliance-related queries promptly.
• Conduct due diligence on potential clients.

Skills

Compliance experience

Knowledge of UK regulatory frameworks

Excellent communication skills

Organizational skills

Proactive attitude

Job description

A leading investment management firm is seeking a Compliance Manager to ensure regulatory compliance and support risk management efforts. The successful candidate will work closely with the Head of Compliance and oversee compliance monitoring processes. Applicants should have at least five years of relevant experience and a strong understanding of UK regulatory frameworks. This is an excellent opportunity to join a reputable organization and contribute to a robust compliance culture within the firm.