Senior Compliance Advisor: Lead Policy & Culture

Ascot Lloyd group; Greater London; Hybrid; GBP 80,000 - 100,000; Full time

Job summary

A leading wealth management firm in London is seeking an experienced Senior Compliance Advisory Manager to enhance its compliance culture. You will lead compliance policies, manage incidents, and ensure adherence to regulations. The ideal candidate will have at least 5 years of compliance advisory experience and a robust understanding of the FCA Handbook. This position offers flexibility and the chance to contribute to a values-driven organization.

Qualifications

• At least 5 years of compliance advisory experience.
• Robust understanding of the FCA Handbook.

Responsibilities

• Lead compliance policies.
• Manage incidents.
• Ensure regulatory adherence.

Job description

A leading wealth management firm in London is seeking a Senior Compliance Advisory Manager to enhance its compliance culture. The ideal candidate will have at least 5 years of compliance advisory experience and a robust understanding of the FCA Handbook. Key responsibilities include leading compliance policies, managing incidents, and ensuring regulatory adherence. This position offers flexibility and the chance to contribute to a values-driven organization.