Senior Associate - Regulatory

Kroll; Hull and East Yorkshire; On-site; GBP 60,000 - 80,000; Full time

Job summary

A global financial advisory firm is seeking a Senior Associate to support their Regulatory Consulting team in Jersey. This role involves assisting in compliance documentation, engaging in various client audits, and maintaining strong client relationships. Ideal candidates will have 2-3 years of experience in the finance industry or a mid-tier accounting firm, alongside excellent communication skills and proficiency in Microsoft applications. Join the firm to build and protect client value in a collaborative environment.

Qualifications

• 2-3 years experience in financial services or a recognized firm.
• Ability to use initiative and provide practical services.
• Strong decision-making and articulation skills.

Responsibilities

• Assist in various client engagements including audits and advisory.
• Draft compliance documentation and risk assessments.
• Liaise with clients and maintain relationships.
• Provide compliance monitoring and contribute to frameworks.

Skills

Experience in finance industry or Big 4/mid tier firm

Team player

Exceptional oral and written communication skills

Clear, logical thought process

Numerical proficiency

Experienced with Microsoft Word

Experienced with PowerPoint

Job description

We are looking for a Senior Associate to support our Regulatory Consulting team in Jersey. In this role you’ll help firms deliver on a wide range of internal audit and advisory engagements in the financial services sector, covering areas such as financial crime, compliance risk, regulatory readiness, compliance monitoring and regulatory reporting.

Day-to-day responsibilities

• Assisting on a wide range of engagements and taking part in on-site client visits (with the potential for international travel), interviews, document review and contribution to report development and writing. Client engagements may include, but are not limited to:
  • Article 32 and regulatory investigations
  • Regulatory due diligence
  • Risk reviews
  • Governance reviews
  • Regulatory remediation projects
  • Retail/conduct reviews
• Assisting with the drafting of compliance documentation for clients (manuals and procedures, templates, risk assessments etc);
• Assisting with ad hoc regulatory advice and solutions;
• Liaising with clients and maintaining client relationships;
• Provision of compliance monitoring services;
• Contributing to the design and implementation of compliance frameworks;
• Assisting with client proposals; and
• Contributing to articles, client alerts and organisation of client events.

Essential traits

• Experience of at least 2 to 3 years within the finance industry or a Big 4 firm/mid tier accounting firm.
• Team player with the ability to use own initiative and provide prompt practical services to clients.
• Clear, logical thought process, able to arrive at and make decisions and articulate these clearly.
• Exceptional oral and written communication skills.
• Experienced with Microsoft applications including Word and PowerPoint.
• Numerical proficiency.

Once you have applied, you will receive a survey from Career Spark to complete – this step is mandatory if you wish to be considered.

About Kroll

Join the global leader in risk and financial advisory solutions—Kroll. With a nearly century-long legacy, we blend trusted expertise with cutting-edge technology to navigate and redefine industry complexities. As a part of One Team, One Kroll, you'll contribute to a collaborative and empowering environment, propelling your career to new heights. Ready to build, protect, restore and maximize our clients’ value? Your journey begins with Kroll.

Kroll is committed to equal opportunity and diversity, and recruits people based on merit.

In order to be considered for a position, you must formally apply via careers.kroll.com.