Risk Controls Specialist

ZipRecruiter; City Of London; On-site; GBP 40,000 - 60,000; Full time

Job summary

A well-established Investment organization is seeking to expand its Risk Control team on a 3-Month Interim basis. This role involves documenting controls, assessing their effectiveness, and regular stakeholder communication. Ideal candidates should have experience in Financial Services, particularly in Wealth Management or Insurance. Strong communication skills are essential.

Qualifications

• Experience in the Financial Services industry, ideally in Wealth Management or Insurance.
• Strong understanding of risk controls.
• Excellent client communication skills.

Responsibilities

• Document material controls as per the risk management framework.
• Assess control designs and their effectiveness.
• Communicate regularly with stakeholders.
• Identify control gaps, risks, and improvement opportunities.

Skills

Financial Services industry experience

Risk Controls

Client Communication

Job description

Overview

Lutine Bell are actively supporting a well-established Investment organisation to expand their Risk Control team on a 3-Month Interim basis.

This appointment will cover a broad range of risk control areas including: Wealth Management, Insurance advice, Products and Operations.

Responsibilities

Some key responsibilities include but are not limited to:

• Document material controls in line with the risk and control management framework.
• Assess the design and operating effectiveness of controls, including preparing supporting documentation and rationales.
• Regular Stakeholder Communications.
• Identify the Control Gaps, Risks, and Opportunities for Improvement

Experience Required

• Financial Services industry experience (Ideally Wealth Management and / or Insurance)
• Risk Controls
• Client Communication