Independent Financial Advisor

Clayton Davies; Remote; GBP 46,000 - 55,000; Full time

Job summary

A reputable wealth management firm is seeking an Independent Financial Adviser to provide holistic market advice. You will operate in a client-centric environment, supported by full paraplanning and administration services. The ideal candidate holds a RQF level 4 Diploma and has experience in financial advising. This role offers a competitive salary around £55,000 plus bonus, with responsibilities including maintaining accurate records and ensuring compliance with company policies.

Qualifications

• Must have a Diploma in Financial Planning or equivalent qualifications.
• Experience as a Financial Adviser is required.
• Ideally hold SPS Statement of Professional Standing by FCA accredited body.

Responsibilities

• Provide holistic advice to clients based on detailed analysis of their financial situation.
• Maintain records of advice in accordance with client standards.
• Ensure compliance with the company's Advice Standards and Consumer Duty Policy.

Skills

Client-centric advising

Holistic financial advice

Analysis of financial circumstances

Education

RQF level 4 Diploma in Regulated Financial Planning

Job description

⭐️ Independent Financial Adviser

📍 Home Based

💰 c.£55,000 + Bonus

Our client, a successful wealth management firm, are looking for an Independent Financial Adviser to join the team. You will receive full paraplanning and administration support.

Role & Responsibilities : 📋

• Operating to the highest standards within a client centric environment, practicing a standardised process for advising clients and maintaining records of advice.
• Provide fully holistic independent whole of market advice to customers.
• Analysis of clients’ circumstances and finances to establish suitable solutions for their differing needs.
• Ensure client outcomes adhere to company Advice Standards and Consumer Duty Policy.
• Providing clients with comprehensive verbal and documented recommendations in line with the company’s best practice.
• Ensure best practice and client outcomes.
• Ensure that records are kept appropriately in line with the company’s record keeping and file quality requirements.
• Ensuring that competence to provide advice is maintained and a programme of CPD is undertaken and documented.

Do you have the following to apply? ✅

• RQF level 4 Diploma in Regulated Financial Planning (or equivalent).
• Previous experience as a Financial Adviser
• Ideally hold SPS Statement of Professional Standing by FCA accredited body

Due to the high volume of applications received we are unable to respond to everyone directly. If you are not contacted within 7 working days, you have unfortunately not been shortlisted.

Clayton Davies is acting as an employment agency on behalf of our client.