Control Group Compliance Lead - Associate/Director

PowerToFly; Glasgow; On-site; GBP 60,000 - 80,000; Full time

Job summary

A global financial services leader is seeking a Control Group Manager – Compliance, Associate/Director in Glasgow. The role requires overseeing compliance with regulatory requirements for Investment Banking and Sales & Trading. Candidates should have at least 5 years of experience in related fields, a university degree, and a solid understanding of compliance laws. This position offers a chance to contribute to a leading firm with a commitment to excellence and employee support.

Benefits

Comprehensive employee benefits

Flexible working opportunities

Qualifications

• 5+ years of relevant experience in compliance or legal field.
• Strong knowledge of UK and US compliance regulations.
• Ability to manage conflicts of interest.

Responsibilities

• Maintain the Watch and Restricted Lists for compliance.
• Monitor compliance with legal and regulatory requirements.
• Advise on policies relating to conflicts of interest.

Skills

Compliance knowledge

Analytical skills

Communication skills

Relationship building

Education

University degree in business, accounting, or law

Job description

A global financial services leader is seeking a Control Group Manager – Compliance, Associate/Director in Glasgow. The role requires overseeing compliance with regulatory requirements for Investment Banking and Sales & Trading. Candidates should have at least 5 years of experience in related fields, a university degree, and a solid understanding of compliance laws. This position offers a chance to contribute to a leading firm with a commitment to excellence and employee support.