Compliance Advisory Senior Manager – Public Markets

Aviva Employment Services; Greater London; Hybrid; GBP 80,000 - 100,000; Full time

Job summary

A leading financial services company in the UK is seeking a Compliance Advisory Senior Manager. The ideal candidate will provide strategic guidance on regulatory matters for the Public Markets business, oversee governance processes, and manage conduct risk across stakeholder groups. Candidates should possess strong advisory experience in asset management and deep compliance expertise, especially regarding regulations like MiFID and UCITS. The role offers generous benefits including a pension scheme and flexible working options.

Benefits

Generous pension scheme

Annual performance bonus

Family friendly parental leave

Generous holiday entitlement

Discount for Aviva products

Flexible benefits including electric cars

Aviva Matching Share Plan

Volunteering hours

Qualifications

• Strong experience in navigating complex regulatory landscapes.
• Ability to manage conduct risk across senior stakeholder groups.
• Experience in providing guidance on regulatory matters.

Responsibilities

• Provide advice and guidance on regulatory matters.
• Oversee governance processes and conduct risk management.

Skills

Proven advisory experience within asset management legal or consultancy environments

Deep technical knowledge of regulations and products

Solid understanding of front office systems and controls

Strong grasp of regulatory reporting requirements

Excellent communication

Job description

Compliance Advisory Senior Manager Public Markets

This is a great job for someone who enjoys navigating complex regulatory landscapes and influencing governance at a strategic level. It suits a confident communicator with deep compliance expertise especially in public markets who thrives on shaping policy and managing conduct risk across senior stakeholder groups.

A bit about the job :

Compliance Advisory Senior Manager focusing on the provision of advice and guidance to Aviva Investors (AI) Public Markets business area on all regulatory matters (other than on financial crime). In addition the Compliance Advisory Senior Manager will work with senior colleagues in the team to oversee and contribute to effective governance processes and robust conduct risk management across AI.

Skills and experience were looking for :

• Proven advisory experience within asset management legal or consultancy environments with strong regulatory interpretation skills.
• Deep technical knowledge of regulations and products especially MiFID UCITS MMFR CSDR and securitisation.
• Solid understanding of front office systems and controls including MAR Best Execution and MiFID II.
• Strong grasp of regulatory reporting requirements particularly MiFIR and global legislative processes.
• Excellent communication attention to detail and a commercially minded business-enabling approach.

What youll get for this role :

• Generous pension scheme - Aviva will contribute up to 14% depending on what you put in
• Eligibility for annual performance bonus
• Family friendly parental and carers leave
• Generous holiday entitlement plus bank holidays with the option to buy / sell up to 5 additional days
• Up to 40% discount for Aviva products
• Brilliant flexible benefits including electric cars
• Aviva Matching Share Plan and Save As You Earn scheme
• 21 volunteering hours per year

Aviva is for everyone :

We are inclusive and welcome everyone we want applications from people with diverse backgrounds and experiences. Excited but not sure you tick every box Research tells us that women particularly feel this way. So regardless of gender why not apply. And if youre in a job share just apply as a pair. We flex locations hours and working patterns to suit our customers business and you. Most of our people are smart working spending around 60% of their time in our offices and 40% at home. We interview every disabled applicant who meets the minimum criteria for the job. Once youve applied please send us an email stating that you have a disclosed disability and well interview you. Wed love it if you could submit your application online. If you require an alternative method of applying send an email to .

Required Experience :

Senior Manager

Key Skills

Compliance Management,Risk Management,Financial Services,PCI,Banking,Cost Accounting Standards,Quality Systems,Research Experience,NIST Standards,Securities Law,SOX,ISO 27000

Employment Type : Advisor

Experience : years

Vacancy : 1