Compliance Adviser

Clayton Davies; Manchester; Hybrid; GBP 45,000; Full time

Job summary

A reputable financial advisory firm in Manchester is seeking an experienced Compliance Analyst to oversee adherence to regulatory standards. In this hybrid role, you will guide colleagues on FCA rules and facilitate training activities. The ideal candidate will have a solid background in compliance within financial services, with a strong focus on preventing financial crime. This position offers a competitive salary of approximately £45,000 plus benefits and supports ongoing professional development.

Benefits

Benefits package

Professional development opportunities

Qualifications

• Proven experience in a compliance role within a financial services setting.
• Strong understanding of FCA rules and regulatory standards.

Responsibilities

• Act as a point of contact for colleagues on regulatory matters.
• Conduct controls relating to fraud and money laundering risks.
• Review and maintain internal policies.

Skills

Regulatory compliance

Financial crime prevention

Policy development

Training coordination

Job description

Job Description

⭐️ Compliance Analyst

📍 Manchester (Hybrid)

💰 c.£45,000+ Benefits

Our client is a well-established and reputable IFA firm dedicated to delivering high-quality financial advice and exceptional client service. As part of their continued growth, they are seeking an experienced Compliance Adviser to join their team and help ensure our business continues to operate to the highest regulatory standards.

As a Compliance Adviser, you will play a key role in overseeing the firm’s adherence to FCA rules and internal policies.

Role & Responsibilities : 📋

• Act as a point of contact for colleagues across the business, offering clear guidance on regulatory expectations and internal policy matters.
• Contribute to safeguarding the business from financial crime by carrying out controls and checks relating to fraud, money laundering, and bribery / corruption risks.
• Produce, review, and maintain internal policies, procedures, and guidance materials to reflect regulatory obligations and organisational standards.

Support the firm’s training and competence framework by coordinating learning activities, creating and delivering online training content, monitoring adviser progress toward com...