Advice Quality Manager

Clayton Davies; Remote; GBP 60,000 - 80,000; Full time

Job summary

A leading wealth management firm based in the UK is seeking an experienced Advice Quality Manager. This role is pivotal in enhancing advice quality, developing adviser capabilities, and ensuring positive customer outcomes within a regulated financial environment. Key responsibilities include reviewing advice, providing feedback, and collaborating with advisers to implement high standards. Candidates should hold a minimum Level 4 Diploma in Financial Planning, with relevant supervisory experience considered essential.

Qualifications

• Minimum Level 4 Diploma in Financial Planning (or equivalent).
• Experience supervising, reviewing, or developing advisers in a regulated environment.
• Experience conducting file reviews and delivering balanced, developmental feedback.

Responsibilities

• Review advice and client files to assess quality, suitability, and risk.
• Provide constructive feedback and coaching to support adviser development.
• Identify themes, risks, and development needs across the adviser population.
• Design and deliver training sessions with Advisers.
• Support adviser onboarding and ongoing competence assessment.
• Act as a trusted point of contact for technical and regulatory queries.
• Contribute to the continuous improvement of supervision and development processes.
• Produce insight and management information to inform decision-making.
• Collaborate with compliance, leadership, and learning teams on improvement initiatives.

Skills

Adviser development

Constructive feedback

Risk assessment

Education

Minimum Level 4 Diploma in Financial Planning

Job description

⭐️ Advice Quality Manager

📍 Home Based

💰 c.£45,000+ Benefits

Our client is a leading wealth management firm who are seeking an experienced professional to play a key role in raising advice quality, developing adviser capability, and supporting strong customer outcomes within a regulated financial services environment.

You will work closely with advisers and internal stakeholders to embed high standards of advice, promote professional development, and support a positive conduct culture.

Role & Responsibilities : 📋

• Reviewing advice and client files to assess quality, suitability, and risk
• Providing constructive feedback and coaching to support adviser development
• Identifying themes, risks, and development needs across the adviser population
• Designing and delivering training sessions with Advisers
• Supporting adviser onboarding and ongoing competence assessment
• Acting as a trusted point of contact for technical and regulatory queries
• Contributing to the continuous improvement of supervision and development processes
• Producing insight and management information to inform decision-making
• Collaborating with compliance, leadership, and learning teams on improvement initiatives

Do you have the following to apply? ✅

• Minimum Level 4 Diploma in Financial Planning (or equivalent)
• Experience supervising, reviewing, or developing advisers in a regulated environment
• Experience conducting file reviews and delivering balanced, developmental feedback

Due to the high volume of applications received we are unable to respond to everyone directly. If you are not contacted within 7 working days, you have unfortunately not been shortlisted.

Clayton Davies is acting as an employment agency on behalf of our client.