Surplus Lines Filing & Compliance Specialist

Brown & Riding; Dallas (TX); On-site; USD 55,000 - 75,000; Full time

Job summary

Brown & Riding is seeking an Assistant Compliance role to support processing state surplus lines filings in line with company values and state requirements.

You will prepare and submit filings, reconcile amounts payable to regulatory agencies, monitor SLA tags, and assist with training new Compliance staff.

This position emphasizes exceptional attention to detail, independent problem solving, and strong written and verbal communication in an office setting.

Qualifications

• Exceptional attention to detail, organization, follow-up, oral and written communication skills.
• Able to work and solve problems independently.
• Exhibit good listening skills and a willingness to help and support others.
• Intermediate skill level in PC software (Word, Excel and other software, as required).
• Utilizes reasoning ability to define problems, collect data, establish facts and draw conclusions.

Responsibilities

• Assist in preparing and submitting surplus lines filings in a timely and accurate manner according to state requirements.
• Reconcile amounts payable to regulatory agencies in higher volume states.
• Monitor and track tags from state SLA departments and generate weekly reports.
• Assist Team Lead with training new Compliance staff.
• Advise on home state determinations based NRRA guidelines.
• Add and maintain records for retail agencies and carriers.
• Keep internal Surplus Lines references up to date.
• Assist with monitoring the Compliance Helpdesk.
• Other duties as assigned.

Skills

Attention to detail

Organization

Oral and written communication

Independent problem solving

Active listening

PC software skills

Reasoning and data analysis

Teamwork and support

Education

Post high school education preferred

Job description

Brown & Riding is seeking an Assistant Compliance role to support processing state surplus lines filings in line with company values and state requirements.

You will prepare and submit filings, reconcile amounts payable to regulatory agencies, monitor SLA tags, and assist with training new Compliance staff.

This position emphasizes exceptional attention to detail, independent problem solving, and strong written and verbal communication in an office setting.