Compliance Assistant

Brown & Riding; Dallas (TX); Hybrid; USD 40,000 - 52,000; Full time

Job summary

Brown & Riding is seeking an Assistant Compliance professional in Dallas to support the Compliance Manager with surplus lines filings and adherence to state requirements. You will help prepare filings, reconcile payables to regulators, and monitor SLA tags while producing timely, accurate reports.

Ideal candidates demonstrate exceptional attention to detail, strong communication, and the ability to work independently, with a willingness to support colleagues and complete tasks in a fast-paced

Qualifications

• Exceptional attention to detail, organization, follow-up, oral and written communication skills.
• Able to work and solve problems independently.
• Exhibit good listening skills and a willingness to help and support others.
• Intermediate skill level in PC software (Word, Excel and other software, as required).
• Utilizes reasoning ability to define problems, collect data, establish facts and draw conclusions.

Responsibilities

• Meets quality standards in preparing and submitting surplus lines filings in a timely and accurate manner.
• Prepares and submits filings using manual paperwork or filing websites.
• Uses periodic reports to ensure timely filing.
• Reconciles amounts payable to the regulatory agencies.
• Monitor and track tags received from the state SLA departments and provide reports to the Compliance Manager.
• Other duties as assigned

Skills

Attention to detail

Independent problem solving

Communication skills

Listening skills

MS Office

Education

Post-secondary education preferred

Job description

Assist the Compliance Manager in processing state surplus lines filings in accordance with established Brown & Riding values, goals, and procedures.

ESSENTIAL FUNCTIONS:

• Meets quality standards in preparing and submitting surplus lines filings in a timely and accurate manner according individual state requirements. Prepares and submits filings using manual paperwork or filing websites. Uses periodic reports to ensure timely filing
• Reconciles amounts payable to the regulatory agencies
• Monitor and track tags received from the state SLA departments and provide reports to the Compliance Manager

OTHER RESPONSIBILITIES:

• Other duties as assigned

Position Requirements

EDUCATION, EXPERIENCE AND SKILLS REQUIRED:

• Exceptional attention to detail, organization, follow-up, oral and written communication skills
• Able to work and solve problems independently
• Exhibit good listening skills and a willingness to help and support others
• Intermediate skill level in PC software (Word, Excel and other software, as required)
• Utilizes reasoning ability to define problems, collect data, establish facts and draw conclusions
• Preference for post high school education

Category Insurance

Location Dallas Office

About the Organization Brown & Riding is a wholesale insurance brokerage committed to our Mission, Culture, and Values.
Our Mission: To achieve the best results for our clients by setting the standard of excellence for the wholesale insurance brokerage industry, and build a great firm that attracts, develops, inspires, and retains outstanding people.
Our Culture: Makes us unique and a formidable competitor in the marketplace. It allows our clients, markets, and people to build and enjoy an entirely new wholesale experience.
Our Values: Our organizing principles. They ground us and provide guidance in the face of adversity. Brown & Riding stands for: TEAMWORK, QUALITY, and PROFESSIONALISM.

Exempt/Non-Exempt Non-Exempt

This position is currently accepting applications.