Strategic Finance & Regulatory Audit Leader

Scotiabank; Dallas (TX); On-site; USD 120,000 - 190,000; Full time

Job summary

Scotiabank in Dallas, TX, seeks a Senior Manager for U.S. Finance & Regulatory Reporting - Audit. You will lead and execute audits across financial and regulatory domains, overseeing planning, testing, and reporting.

Leverage analytics to enhance risk coverage and ensure compliance with governing regulations and internal controls. You will act as a senior project lead, coordinating with global audit teams and stakeholders to drive strong, evidence-based conclusions.

Qualifications

• 4+ years of banking/broker-dealer experience in audit and/or financial and regulatory reporting.
• 8+ years of auditing financial and reporting controls, including close, reporting, and product control.
• Experience with regulatory reporting and related controls is required.
• Familiarity with GAAP and IFRS is a plus.

Responsibilities

• Develop strategy for financial and regulatory audits and annual planning for banking and broker-dealers.
• Lead design and testing to verify control effectiveness over finance activities.
• Serve as Officer in Charge (OIC) for projects and supervise end-to-end audit execution.
• Define audit scope and ensure coverage aligns with regulatory and business needs.
• Deliver audit issues and opinions with clear remediation recommendations.
• Support development of comprehensive audit plans and ongoing monitoring of risks.

Skills

Audit leadership

Regulatory reporting

Analytics/problem solving

Communication

Stakeholder management

Education

CPA

CIA

CFA

MBA

Postgraduate degree

Tools

Alteryx

PowerBI

Job description

Scotiabank in Dallas, TX, seeks a Senior Manager for U.S. Finance & Regulatory Reporting - Audit. You will lead and execute audits across financial and regulatory domains, overseeing planning, testing, and reporting.

Leverage analytics to enhance risk coverage and ensure compliance with governing regulations and internal controls. You will act as a senior project lead, coordinating with global audit teams and stakeholders to drive strong, evidence-based conclusions.