Senior Manager, Regulatory Oversight & Strategy

Scotiabank - Global Banking and Markets; Dallas (TX); On-site; USD 140,000 - 190,000; Full time

Job summary

Scotiabank is seeking a regulatory exam management professional to support supervisory exams, continuous monitoring and remediation oversight for U.S. regulators. You will work closely with business units and control functions to guide regulatory interactions and prepare formal responses.

You will develop senior-level presentations, track remediation commitments, and ensure timely reporting to regulators while maintaining centralized issue management and governance processes across the bank.

Qualifications

• Bachelor’s degree; Master’s, MBA/JD a plus.
• At least seven years of experience at a Financial Services Firm, Consulting Firm, or Regulatory agency such as the FRB, FINRA etc.
• Strong written and oral communication, with presentation and interpersonal skills.
• Detailed understanding of financial markets, products and control functions.
• Ability to work independently with regulatory staff and senior Bank personnel.
• Strong Office productivity skills (MS PowerPoint, Word, Excel).

Responsibilities

• Coordinate interactions with U.S. regulators and manage examinations.
• Develop presentations for senior management and regulatory meetings.
• Draft regulatory responses with stakeholders.
• Monitor remediation commitments and governance forums.
• Oversee centralized issue management and reporting to regulators.
• Escalate regulatory risks as needed.
• Partner with business units and control functions on regulatory interactions.

Skills

Excellent communication

Presentation skills

Interpersonal skills

Detail oriented

Independent work

Project coordination

Education

Bachelor’s degree

Master’s degree / MBA / JD preferred

Tools

MS PowerPoint

MS Word

MS Excel

Job description

Scotiabank is seeking a regulatory exam management professional to support supervisory exams, continuous monitoring and remediation oversight for U.S. regulators. You will work closely with business units and control functions to guide regulatory interactions and prepare formal responses.

You will develop senior-level presentations, track remediation commitments, and ensure timely reporting to regulators while maintaining centralized issue management and governance processes across the bank.