U.S. Compliance Audit Lead

Scotiabank - Global Banking and Markets; Dallas (TX); On-site; USD 90,000 - 140,000; Full time

Benefits offered by this job

Flexible benefit programs

Job summary

Scotiabank is seeking a Compliance/Corporate Audit professional in the U.S. to contribute to the Global Banking and Markets line. You will lead audit activities, ensure regulatory compliance, and coordinate with auditees and management to strengthen internal controls.

The role requires at least five years of experience in compliance or audit, strong judgment, and excellent communication. You will work with cross-functional teams and leverage the bank's risk framework to protect operations.

Qualifications

• At least 5 years’ experience in Compliance, Audit, or Regulatory bodies.
• Excellent knowledge of Compliance (non-AML) laws, regulations, guidance, and regulatory expectations.
• Knowledge of auditing concepts and techniques.
• Excellent written and verbal communication; ability to manage multiple projects.

Responsibilities

• Lead and drive a customer-focused culture to deepen client relationships across the bank.
• Identify systemic issues and strategic changes impacting the audit plan.
• Understand business risks and guide audit teams effectively.
• Prioritize testing using a risk-based approach within budget and plan.
• Document internal control weaknesses and define corrective actions.
• Produce high-quality audit reports meeting established metrics.
• Maintain audit issues tracking and ensure timely file reviews.
• Communicate with stakeholders and handle conflicts.
• Support management with evidence-based findings.

Skills

Compliance experience

Audit and regulatory knowledge

Strong communication skills

Time management

Problem-solving

Tools

Microsoft Word

Microsoft Excel

PowerPoint

Job description

Scotiabank is seeking a Compliance/Corporate Audit professional in the U.S. to contribute to the Global Banking and Markets line. You will lead audit activities, ensure regulatory compliance, and coordinate with auditees and management to strengthen internal controls.

The role requires at least five years of experience in compliance or audit, strong judgment, and excellent communication. You will work with cross-functional teams and leverage the bank's risk framework to protect operations.