Senior Reg Reporting & Controls Lead, U.S.

RBC Capital Markets, LLC; Jersey City (NJ); On-site; USD 120,000 - 200,000; Full time

Benefits offered by this job

Competitive compensation

Flexible benefits

Professional development

Job summary

RBC Capital Markets, LLC is seeking an Associate Director to lead the U.S. Regulatory Reporting and Controls Management for the IHC and affiliates. The role covers end-to-end FRB/OCC reporting, platform improvements, and governance.

You will partner with Legal, Compliance, and Operations to implement change initiatives and strengthen internal controls. The position requires strong regulatory reporting expertise, hands-on use of Axiom SL/Argus, and leadership to mentor a high-performing team.

Qualifications

• Must have strong knowledge of U.S. regulatory reporting and regulatory project delivery in financial services.
• Hands-on experience with Axiom SL, Argus, or similar platforms for data integration and automation.
• Strong communication skills for presenting to senior management and regulators.
• Excellent analytical and problem-solving abilities with strong attention to detail.
• Strong leadership and people management to mentor a high-performing team.

Responsibilities

• Lead end-to-end regulatory report preparation, review, and submission for FRB/OCC reports (e.g., FR Y-14 series, FFIEC forms).
• Drive automation and optimization of reporting platforms and processes.
• Assess impact of regulatory changes on RBC reporting obligations.
• Maintain internal controls to meet regulatory standards and governance.
• Collaborate with Legal, Compliance, business units, Audit, Controllers, and Operations on change initiatives.
• Identify risk areas in reporting policies and implement corrective actions.
• Build and mentor a high-performing regulatory reporting team.

Skills

U.S. regulatory reporting

Regulatory project delivery

Axiom SL / Argus

Regulatory governance & controls

Leadership & mentoring

Education

Bachelor's degree (Accounting or Finance) or CPA

Advanced degree preferred

Tools

Axiom SL

Argus

Job description

RBC Capital Markets, LLC is seeking an Associate Director to lead the U.S. Regulatory Reporting and Controls Management for the IHC and affiliates. The role covers end-to-end FRB/OCC reporting, platform improvements, and governance.

You will partner with Legal, Compliance, and Operations to implement change initiatives and strengthen internal controls. The position requires strong regulatory reporting expertise, hands-on use of Axiom SL/Argus, and leadership to mentor a high-performing team.