Associate Director, U.S. Regulatory Reporting and Controls Management

RBC Capital Markets, LLC; Jersey City (NJ); On-site; USD 120,000 - 200,000; Full time

Benefits offered by this job

Competitive compensation

Flexible benefits

Professional development

Job summary

RBC Capital Markets, LLC is seeking an Associate Director to lead the U.S. Regulatory Reporting and Controls Management for the IHC and affiliates. The role covers end-to-end FRB/OCC reporting, platform improvements, and governance.

You will partner with Legal, Compliance, and Operations to implement change initiatives and strengthen internal controls. The position requires strong regulatory reporting expertise, hands-on use of Axiom SL/Argus, and leadership to mentor a high-performing team.

Qualifications

• Must have strong knowledge of U.S. regulatory reporting and regulatory project delivery in financial services.
• Hands-on experience with Axiom SL, Argus, or similar platforms for data integration and automation.
• Strong communication skills for presenting to senior management and regulators.
• Excellent analytical and problem-solving abilities with strong attention to detail.
• Strong leadership and people management to mentor a high-performing team.

Responsibilities

• Lead end-to-end regulatory report preparation, review, and submission for FRB/OCC reports (e.g., FR Y-14 series, FFIEC forms).
• Drive automation and optimization of reporting platforms and processes.
• Assess impact of regulatory changes on RBC reporting obligations.
• Maintain internal controls to meet regulatory standards and governance.
• Collaborate with Legal, Compliance, business units, Audit, Controllers, and Operations on change initiatives.
• Identify risk areas in reporting policies and implement corrective actions.
• Build and mentor a high-performing regulatory reporting team.

Skills

U.S. regulatory reporting

Regulatory project delivery

Axiom SL / Argus

Regulatory governance & controls

Leadership & mentoring

Education

Bachelor's degree (Accounting or Finance) or CPA

Advanced degree preferred

Tools

Axiom SL

Argus

Job description

Job Description

WHAT IS THE OPPORTUNITY?

The Associate Director, U.S. Regulatory Reporting and Controls Management supports the regulatory reporting and strategy function for the U.S. Intermediate Holding Company (IHC) and its consolidating subsidiaries, including but not limited to, the preparation, review and timely submission of regulatory reports, as well as, driving optimization and automation of regulatory reporting processes and platforms.

WHAT YOU WILL DO:

• Lead the end-to-end process for regulatory report preparation, review and timely submission of FRB and OCC regulatory reports and filings (including but not limited to the FR Y-14Q, FR Y-14M, FFIEC 031, FR Y-9C FR Y-15, FFIEC 009, FR 2644, FR Y-12, FR Y-11, FR Y-8, FR-2004, TIC) with responsibility for ensuring operational effectiveness in compliance with the regulatory reporting controls and governance environment.
• Drive report automation, enhancements, process optimization and ongoing management of the regulatory reporting platform and processes to improve accuracy and efficiency.
• Drive internal assessment of the impact of changes in the broader regulatory environment and requirements to RBC's reporting obligations.
• Develop and maintain a strong internal controls environment over the regulatory reporting process to ensure adherence to regulatory standards and best practices.
• Partner with various internal stakeholders (i.e. Legal, Compliance, Line of Business units, Audit, Controllers, Operations) to execute change initiatives.
• Identify potential risk areas through review of regulatory reporting policies, procedures and controls and drive potential corrective actions to ensure compliance with regulatory standards.
• Build, mentor and manage a high-performing team of regulatory reporting professionals fostering a culture of accountability, continuous improvement and technical excellence.

WHAT DO YOU NEED TO SUCCEED?

Must have:

• Strong knowledge of and experience in U.S. regulatory reporting coupled with experience in regulatory project delivery within the financial services industry
• Hands-on experience with Axiom SL, Argus, and/or similar reporting platforms including data integration, automation and optimization of reporting processes
• Effective communication skills, both verbal and written, with the ability to present complex information to senior management and regulators
• Excellent analytical and problem-solving skills with a strong attention to detail and accuracy
• Strong leadership and people management skills with the ability to mentor and develop a high-performing team

Nice to have:

• Bachelor's degree (Accounting or Finance preferred) and/or CPA or advanced degree
• Strong knowledge of financial products and reporting standards applicable to a U.S. financial services industry
• Working knowledge of balance sheet and income statement inputs
• Working knowledge of Comprehensive Capital Analysis and Review reporting process
• Strategic thinker with ability to lead and influence in an evolving environment and work across functions/businesses
• Proficiency in data management and analytics tools (SQL, Python, PowerBI, Tableau, etc.) and strong Microsoft Office (PowerPoint, Excel) skills

WHAT'S IN IT FOR YOU?

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

• A comprehensive Total Rewards Program including competitive compensation, bonuses, and flexible benefits
• Continued opportunities for career advancement
• Professional development and training opportunities focused on controls governance and regulatory compliance
• Support from a dynamic, collaborative, progressive, and high performing team, as well as world-class tools and training
• Opportunity to achieve great success and grow your career with RBC

The good-faith expected salary range for the above position is $120,000 - $200,000 depending on factors including but not limited to the candidate's experience, skills, registration status; market conditions; and business needs. This salary range does not include other elements of total compensation, including a discretionary bonus and benefits such as a 401(k) program with company-matching contributions; health, dental, vision, life and disability insurance; and paid time-off plan.

RBC's compensation philosophy and principles recognize the importance of a highly qualified global workforce and plays a critical role in attracting, engaging and retaining talent that:

• Drives RBC's high performance culture
• Enables collective achievement of our strategic goals
• Generates sustainable shareholder returns and above market shareholder value

#LI-POST

Job Skills

Accounting, Business Mathematics, Decision Making, Detail-Oriented, Financial Planning and Analysis (FP&A), Financial Reporting and Analysis, Group Problem Solving, Oral Communications, Results-Oriented, Teamwork

Additional Job Details

Address: GOLDMAN SACHS TOWER, 30 HUDSON STREET:JERSEY CITY

City: Jersey City

Country: United States of America

Work hours/week: 40

Employment Type: Full time

Platform: OFFICE OF THE CFO

Job Type: Regular

Pay Type: Salaried

Posted Date: 2026-08-28

Application Deadline: 2026-10-30

Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above

Our Employment Opportunities

At RBC, we are guided by living shared values of Client First, Integrity, Collaboration, Respect and Excellence and winning together as One RBC. We believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.

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RBC is presently inviting candidates to apply for this existing vacancy. Applying to this posting allows you to express your interest in this current career opportunity at RBC. Qualified applicants may be contacted to review their resume in more detail.