Associate, U.S. Regulatory Reporting and Controls Management

RBC Capital Markets, LLC; Jersey City (NJ); On-site; USD 85,000 - 145,000; Full time

Benefits offered by this job

Discretionary bonus

401(k) matching

Health insurance

Dental insurance

Vision insurance

Life insurance

Disability insurance

Paid time off

Job summary

RBC Capital Markets, LLC seeks an Associate for the U.S. Regulatory Reporting and Controls Management function.

You will oversee the end-to-end preparation and timely submission of FRB/OCC regulatory reports and drive automation and process optimization of reporting platforms. You will partner with Legal, Compliance, Lines of Business, Audit and Controls teams to strengthen internal controls and ensure adherence to FRB, OCC and FFIEC requirements, while supporting changes in the regulatory

Qualifications

• Experience in U.S. regulatory reporting and project delivery within the financial services industry.
• Hands-on experience with Axiom or similar reporting platforms including data integration, automation and optimization of reporting processes.
• Effective communication skills, both verbal and written, with the ability to present complex information to senior management and regulators.
• Excellent analytical and problem-solving skills with a strong attention to detail and accuracy.

Responsibilities

• Assist in the end-to-end process for regulatory report preparation, review and timely submission of FRB and OCC regulatory reports and filings with responsibility for ensuring operational effectiveness in compliance with the regulatory reporting controls and governance environment.
• Assess the accuracy, completeness, and proper classification of reported data in conformance with regulatory reporting requirements, and ability to apply testing techniques and methods in accordance with approved approaches.
• Drive automation, enhancements, process optimization and ongoing management of the regulatory reporting platform and processes to improve accuracy and efficiency
• Drive internal assessment of the impact of changes in the broader regulatory environment and requirements to RBC's reporting obligations
• Support the development and maintenance of a strong internal controls environment over the regulatory reporting process to ensure adherence to regulatory standards and best practices
• Partner with various internal stakeholders (i.e. Legal, Compliance, Line of Business units, Audit, Controllers, Operations) to execute change initiatives
• Identify potential risk areas through review of regulatory reporting policies, procedures and controls and drive potential corrective actions to ensure compliance with regulatory standards

Skills

Audits Compliance

Critical Thinking

Detail-Oriented

Financial Reporting and Analysis

Industry Knowledge

Internal Controls

Knowledge Organization

Education

Bachelor's degree in Accounting or Finance

CPA or advanced degree

Tools

SQL

Python

Tableau

Job description

Job Description

RBC U.S. Finance team is seeking an Associate to join the U.S. Regulatory Reporting and Controls Management function for the U.S. Intermediate Holding Company (IHC) and U.S. Branches, responsible for review of regulatory reports, as well as, driving optimization and automation of regulatory reporting processes. In this role, you will be responsible for workflow production, controls review, testing and play an integral part in ensuring that RBC maintains a highly rated U.S. regulatory reporting program including meeting all applicable FRB, OCC, FDIC and FFIEC requirements.

WHAT WILL YOU DO?

• Assist in the end-to-end process for regulatory report preparation, review and timely submission of FRB and OCC regulatory reports and filings (including but not limited to the FR Y-9C, FFIEC 002, FR Y-15, FFIEC 009, FFIEC 019, FR 2644, FR Y-11, FR Y-12, FR Y-9LP, and FR 2314, FR 2004, TIC Series, FR Y-14Q/M) with responsibility for ensuring operational effectiveness in compliance with the regulatory reporting controls and governance environment.
• Assess the accuracy, completeness, and proper classification of reported data in conformance with regulatory reporting requirements, and ability to apply testing techniques and methods in accordance with approved approaches.
• Drive automation, enhancements, process optimization and ongoing management of the regulatory reporting platform and processes to improve accuracy and efficiency
• Drive internal assessment of the impact of changes in the broader regulatory environment and requirements to RBC's reporting obligations
• Support the development and maintenance of a strong internal controls environment over the regulatory reporting process to ensure adherence to regulatory standards and best practices
• Partner with various internal stakeholders (i.e. Legal, Compliance, Line of Business units, Audit, Controllers, Operations) to execute change initiatives
• Identify potential risk areas through review of regulatory reporting policies, procedures and controls and drive potential corrective actions to ensure compliance with regulatory standards

WHAT DO YOU NEED TO SUCCEED?

Must have:

• Experience in U.S. regulatory reporting and regulatory project delivery within the financial services industry
• Hands-on experience with Axiom or similar reporting platforms including data integration, automation and optimization of reporting processes
• Effective communication skills, both verbal and written, with the ability to present complex information to senior management and regulators
• Excellent analytical and problem-solving skills with a strong attention to detail and accuracy

Nice-to-have:

• Bachelor's degree (Accounting or Finance preferred) and/or CPA or advanced degree
• Strong knowledge of financial products and reporting standards applicable to a U.S. financial services industry
• Assess the accuracy, completeness, and proper classification of reported data in conformance with regulatory reporting requirements, applying testing techniques and methods in accordance with approved approaches.
• Working knowledge of balance sheet and income statement inputs
• Strategic thinker with ability to lead and influence in an evolving environment and work across functions/businesses
• Proficiency in data management and analytics tools (SQL, Python, Tableau etc.) and strong Microsoft Office (PowerPoint, Excel) skills

The good-faith expected salary range for the above position is $85,000 - $145,000 depending on factors including but not limited to the candidate's experience, skills, registration status; market conditions; and business needs.This salary range does not include other elements of total compensation, including a discretionary bonus and benefits such as a 401(k) program with company-matching contributions; health, dental, vision, life and disability insurance; and paid time-off plan.

RBC's compensation philosophy and principles recognize the importance of a highly qualified global workforce and plays a critical role in attracting, engaging and retaining talent that:

• Drives RBC's high performance culture
• Enables collective achievement of our strategic goals
• Generates sustainable shareholder returns and above market shareholder value

Job Skills

Audits Compliance, Critical Thinking, Detail-Oriented, Financial Reporting and Analysis, Industry Knowledge, Internal Controls, Knowledge Organization

Additional Job Details

Address: GOLDMAN SACHS TOWER, 30 HUDSON STREET:JERSEY CITY

City: Jersey City

Country: United States of America

Work hours/week: 40

Employment Type: Full time

Platform: OFFICE OF THE CFO

Job Type: Regular

Pay Type: Salaried

Posted Date: 2026-08-28

Application Deadline: 2026-10-30

Our Employment Opportunities

At RBC, we are guided by living shared values of Client First, Integrity, Collaboration, Respect and Excellence and winning together as One RBC. We believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.