Senior Manager, Fund Regulatory Reporting & Compliance

Charles Schwab; Chicago (IL); On-site; USD 110,000 - 160,000; Full time

Benefits offered by this job

Competitive salary range

401(k) with employer match

Paid vacation

Parental leave

Tuition reimbursement

Health insurance

Job summary

Charles Schwab in Chicago seeks a Senior Manager to lead the Financial and Regulatory Reporting Team within Schwab Asset Management. You will oversee third‑party administrators and ensure timely regulatory filings, reporting to a Director People Leader.

The role requires a bachelor's degree and at least 6 years of mutual funds experience, with deep knowledge of SEC filings such as N-CSR, N-PORT, and N-MFP, and a passion for improving accuracy and efficiency.

Qualifications

• Bachelor's degree in Accounting, Finance, or Economics.
• At least 6 years of experience administering mutual funds, including financial reporting, fund accounting, or operations.
• Strong knowledge of regulatory filings and financial reporting requirements for mutual funds and ETFs, including SEC Forms N-CSR, N‑1A, 24f-2, 17f‑2, and N‑PORT/N‑MFP.

Responsibilities

• Oversee and authorize fund filings including SEC Forms N-CSR, N-CSR iXBRL, N-1A support, 24f-2, and 17f‑2.
• Support other regulatory filings such as SEC Form N‑MFP, N‑PORT, and N‑CEN.
• Coordinate and balance schedules with internal and external partners for filings and reviews.
• Provide expert regulatory/financial reporting guidance across SAM.
• Lead process improvements and automation in partnership with stakeholders.

Skills

Regulatory reporting

Mutual funds expertise

SEC filings knowledge

Cross-functional collaboration

Project coordination

Education

Bachelor's degree in Accounting/Finance/Economics

Job description

Charles Schwab in Chicago seeks a Senior Manager to lead the Financial and Regulatory Reporting Team within Schwab Asset Management. You will oversee third‑party administrators and ensure timely regulatory filings, reporting to a Director People Leader.

The role requires a bachelor's degree and at least 6 years of mutual funds experience, with deep knowledge of SEC filings such as N-CSR, N-PORT, and N-MFP, and a passion for improving accuracy and efficiency.