Senior Manager, Fund Regulatory & Financial Reporting

Charles Schwab; Lone Tree (CO); On-site; USD 120,000 - 170,000; Full time

Benefits offered by this job

Bonus eligibility

Hybrid work flexibility

Competitive benefits

Paid time off

Job summary

Charles Schwab is seeking a Senior Manager to oversee regulatory filings and financial reporting for mutual funds and ETFs. You will supervise third-party administrators, authorize filings, and ensure timely, accurate reporting across cycles.

You will collaborate with Portfolio Management, SAM Fund Administration, Legal, and other teams, while contributing to new product initiatives and business changes. This is an individual contributor role reporting to a Director People Leader.

Qualifications

• Bachelor's degree required in accounting, finance, or economics.
• Minimum 6 years of experience in mutual funds financial reporting or related operations.
• Strong knowledge of regulatory filings for mutual funds/ETFs (N-CSR, iXBRL, N-PORT, N-MFP).
• Excellent organizational skills and ability to meet deadlines.
• Demonstrated drive to improve quality and due diligence.

Responsibilities

• Oversee and authorize fund filings including SEC Forms N-CSR, N-CSR iXBRL, N-1A support, 24f-2, and 17f-2.
• Support other regulatory filings such as N-MFP, N-PORT, and N-CEN.
• Automate and review semiannual/annual shareholder reports and quarterly holdings for N-PORT Part F.
• Coordinate with external vendors and internal partners on filings and reviews.
• Identify process improvements and lead interactions with external/internal partners.
• Stay abreast of regulatory changes and implement them with management.

Skills

Regulatory filings

Financial reporting

Mutual funds

N-CSR filings

Attention to detail

Deadline management

Fund accounting

Education

Bachelor's degree

Job description

Charles Schwab is seeking a Senior Manager to oversee regulatory filings and financial reporting for mutual funds and ETFs. You will supervise third-party administrators, authorize filings, and ensure timely, accurate reporting across cycles.

You will collaborate with Portfolio Management, SAM Fund Administration, Legal, and other teams, while contributing to new product initiatives and business changes. This is an individual contributor role reporting to a Director People Leader.