Regulatory Compliance Lead & Client Strategy

ACA Group; Durham (NC); Remote; USD 180,000 - 200,000; Full time

Benefits offered by this job

Medical and dental coverage

401(k) plan

Paid time off

Flexible work environment

Student Debt Forgiveness

Pet Insurance

Job summary

ACA Group is seeking an experienced regulatory compliance leader in a flexible location in the United States. The role involves leading mock examinations, reviewing client files, and delivering expert regulatory consulting across multiple financial services clients.

The ideal candidate has a bachelor’s degree, 8 years of industry experience (or 6+ years with regulated experience), and strong knowledge of federal securities laws.

Qualifications

• Bachelor’s degree required.
• 8 years of industry experience or 6+ years with regulatory/ACA experience.
• Advanced knowledge of federal securities laws and regulatory positions.
• Executive presence and ability to interact with regulators and high-profile clients.

Responsibilities

• Lead or assist all aspects of mock regulatory examinations and compliance program reviews, including preparing document requests and drafting reports.
• Review documents and conduct interviews; oversee work of project team members.
• Provide regulatory consulting services to clients (draft filings, policy reviews, etc.).
• Manage client relationships and projects, coordinating with finance, sales, and legal as account owner.
• Identify, manage, and support internal ACA initiatives and special projects; training and presentations.
• Supervise, train, evaluate, and provide feedback to junior colleagues.

Skills

Executive presence

Regulatory communications

Client relationship management

Communication skills

leadership

Education

Bachelor’s degree

Tools

Microsoft Office

Job description

ACA Group is seeking an experienced regulatory compliance leader in a flexible location in the United States. The role involves leading mock examinations, reviewing client files, and delivering expert regulatory consulting across multiple financial services clients.

The ideal candidate has a bachelor’s degree, 8 years of industry experience (or 6+ years with regulated experience), and strong knowledge of federal securities laws.