Ethics & Compliance Consultant — Regulatory Advisory Lead

ACA Group; Delaware; On-site; USD 70,000 - 85,000; Full time

Benefits offered by this job

Medical and dental coverage

401(k) plans

Paid time off

Student Debt Forgiveness

Pet Insurance

Job summary

ACA Group is seeking a detail‑oriented compliance professional in the United States to support supervisors, relationship managers, and engagement leads in delivering Code of Ethics offerings. You will oversee surveillance programs, certifications, disclosures, and monitoring activities, while mentoring staff and contributing to client engagements.

Ideal candidates have a Bachelor’s degree and several years of regulatory experience, with knowledge of major securities laws and a proactive approach

Qualifications

• Bachelor’s degree required.
• At least three years in regulatory compliance or equivalent experience in related roles or with regulators.
• Knowledge of federal securities laws and related rules.

Responsibilities

• Build and maintain client relationships and guide on compliance requirements and service delivery.
• Oversee personal trading surveillance programs and related reviews.
• Lead discussions on outside activities, gifts, conflicts of interest, and other Code of Ethics matters.
• Review complex regulatory issues and recommend corrective actions.
• Mentor analysts and support client engagements.

Skills

Regulatory compliance

Client relationships

Risk assessment

Communication skills

Microsoft Office

Education

Bachelor’s degree

Tools

ComplianceAlpha

Microsoft Office

Job description

ACA Group is seeking a detail‑oriented compliance professional in the United States to support supervisors, relationship managers, and engagement leads in delivering Code of Ethics offerings. You will oversee surveillance programs, certifications, disclosures, and monitoring activities, while mentoring staff and contributing to client engagements.

Ideal candidates have a Bachelor’s degree and several years of regulatory experience, with knowledge of major securities laws and a proactive approach