Strategic Regulatory Lead & Principal Consultant

ACA Group

Chattanooga (TN)

On-site

USD 180,000 - 200,000

Full time

8 hours ago
Be an early applicant

Get a reply from this employer

Your resume and cover letter, tailored to exactly what they’re hiring for.

Get past ATS filters

Benefits offered by this job

Medical and dental coverage
401(k) plan
Paid time off
Flexible work environment
ACA Paid Holidays
Summer Fridays
Personal/Family Care
Student Debt Forgiveness
Pet Insurance

Job summary

ACA Group is seeking an experienced regulatory professional to lead mock examinations, oversee complex client reviews, and provide consulting on regulatory filings and policy reviews. The role involves managing client relationships, coordinating with internal teams, and driving internal ACA initiatives while supervising junior staff.

The ideal candidate will have a Bachelor’s degree, 8 years of industry experience (or 6+ years with relevant regulatory experience), and strong knowledge of federal

Qualifications

  • Bachelor’s degree required.
  • 8 years of industry experience, or 6+ years with regulatory or compliance background as described.
  • Advanced knowledge of federal securities laws and related rules.
  • Executive presence and ability to interact with regulators and high-profile clients.

Responsibilities

  • Lead or assist mock regulatory examinations and reviews, including document requests, reviewing documents, interviews, and drafting reports.
  • Coordinate work across project teams and oversee junior members.
  • Provide regulatory consulting services, including filings, policy reviews, and responses to client questions.
  • Manage client relationships and projects, liaising with finance, sales, legal as needed.
  • Identify and support internal ACA initiatives, articles, training, or presentations.
  • Supervise, train, evaluate, and provide feedback to colleagues in supervisory roles.
  • Perform ad-hoc work to support ACA initiatives.

Skills

Regulatory experience
Leadership
Executive presence
Communication
Travel willingness

Education

Bachelor’s degree

Job description

ACA Group is seeking an experienced regulatory professional to lead mock examinations, oversee complex client reviews, and provide consulting on regulatory filings and policy reviews. The role involves managing client relationships, coordinating with internal teams, and driving internal ACA initiatives while supervising junior staff.

The ideal candidate will have a Bachelor’s degree, 8 years of industry experience (or 6+ years with relevant regulatory experience), and strong knowledge of federal

Get your free, confidential resume review.

or drag and drop your file here.

Similar jobs

Similar jobs worth comparing

Senior Principal Regulatory Consultant
Senior Principal Regulatory Consultant

ACA Group • Pittsburgh

Remote
USD 180,000 - 200,000
Medical and dental coverage
401(k) plans
Paid time off
+3
Senior Principal Regulatory Consultant — Compliance & Exams
Senior Principal Regulatory Consultant — Compliance & Exams

ACA Group • United States

Hybrid
USD 180,000 - 200,000
Medical and dental coverage
401(k) plan
Paid time off
+3
Senior Regulatory Strategy Lead — Flexible Location
Senior Regulatory Strategy Lead — Flexible Location

ACA Group • New York (NY)

Remote
USD 180,000 - 200,000
Student Debt Forgiveness
Pet Insurance
Remote Regulatory Compliance Lead & Strategy Consultant
Remote Regulatory Compliance Lead & Strategy Consultant

ACA Group • Texas

Remote
USD 180,000 - 200,000
Medical and dental coverage
401(k) plans
Paid time off and holidays
Strategic Regulatory Compliance Leader
Strategic Regulatory Compliance Leader

ACA Group • Portland (ME)

Remote
USD 180,000 - 200,000
Medical coverage
Dental coverage
401(k) plan
+5
Senior Regulatory Programs Lead
Senior Regulatory Programs Lead

ACA Group • Massachusetts

Hybrid
USD 180,000 - 200,000
Medical and dental coverage
401(k) plans
Flexible work environment
+2
Regulatory Compliance Lead & Client Strategy
Regulatory Compliance Lead & Client Strategy

ACA Group • Durham (NC)

Remote
USD 180,000 - 200,000
Medical and dental coverage
401(k) plan
Paid time off
+3
Remote: Senior Regulatory Compliance Lead
Remote: Senior Regulatory Compliance Lead

ACA Group • Illinois

Remote
USD 180,000 - 200,000
Medical and dental coverage
401(k) plan
Generous paid time off
+3
Regulatory Compliance Advisor (Hybrid)
Regulatory Compliance Advisor (Hybrid)

ACA Group • Durham (NC)

Hybrid
USD 70,000 - 95,000
Medical and dental coverage
401(k) plans
Paid time off options
+6
Senior Regulatory Compliance Consultant – Broker-Dealer
Senior Regulatory Compliance Consultant – Broker-Dealer

ACA Group • Chattanooga (TN)

On-site
USD 120,000 - 130,000
Student Debt Forgiveness
Pet Insurance
401(k) Plan