Remote Regulatory Compliance Lead & Strategy Consultant

ACA Group; Texas; Remote; USD 180,000 - 200,000; Full time

Benefits offered by this job

Medical and dental coverage

401(k) plans

Paid time off and holidays

Job summary

ACA Group is seeking a senior compliance professional to lead and assist mock regulatory examinations and comprehensive reviews for major clients. You will coordinate cross-functional teams, draft reports, and provide regulatory consulting on filings, policies, and materials.

The role emphasizes executive presence with regulators and clients, supervising staff, and managing complex projects while delivering a superior client experience. Travel is required as needed.

Qualifications

• Bachelor’s degree.
• 8 years of industry experience or 6+ years with regulatory/compliance background.
• Advanced knowledge of federal securities laws and associated rules.
• Executive presence with regulators and high-profile clients.

Responsibilities

• Lead or assist mock regulatory examinations and reviews, including documents, interviews, and reports.
• Coordinate work of project team members on large/complex client reviews.
• Provide regulatory consulting, drafts of filings, policy reviews, and issue resolutions.
• Manage client relationships and projects, coordinating with finance, sales, and legal as needed.
• Supervise, train, and provide feedback to junior staff; handle ad-hoc projects.

Skills

8 years of industry experience

Executive presence

Regulatory knowledge of securities law

Client relationship management

Regulatory filings and submissions

Policy and procedure review

Interviews and report drafting

Education

Bachelor’s degree

Job description

ACA Group is seeking a senior compliance professional to lead and assist mock regulatory examinations and comprehensive reviews for major clients. You will coordinate cross-functional teams, draft reports, and provide regulatory consulting on filings, policies, and materials.

The role emphasizes executive presence with regulators and clients, supervising staff, and managing complex projects while delivering a superior client experience. Travel is required as needed.