Senior Regulatory Programs Lead

ACA Group; Massachusetts; Hybrid; USD 180,000 - 200,000; Full time

Benefits offered by this job

Medical and dental coverage

401(k) plans

Flexible work environment

Paid time off and holidays

Student Debt Forgiveness

Job summary

ACA Group is seeking a seasoned regulatory compliance leader in the United States. The role focuses on leading mock regulatory examinations and comprehensive compliance program reviews, while coordinating a project team to deliver high-quality reports and guidance for ACA’s largest clients.

The ideal candidate will have deep knowledge of federal securities laws, executive presence to interact with regulators, and a track record of managing client relationships and supervising teams in fast-paced

Qualifications

• Bachelor’s degree required.
• 8 years of industry experience required, or 6 years with experience with a regulator or ACA or comparable firm.
• Advanced knowledge of federal securities laws and related rules.
• Executive presence and ability to interact with regulators and high-profile clients.

Responsibilities

• Lead or assist all aspects of mock regulatory examinations and compliance program reviews, including overseeing and reviewing the work of project team members.
• Perform a broad scope of work during reviews of ACA’s largest and most complicated clients, guiding and coordinating colleagues.
• Provide regulatory consulting services to clients, including drafting filings, reviewing policies and marketing materials, and answering compliance questions.

Skills

Regulatory examinations

Compliance program reviews

Regulatory filings drafting

Client relationship management

Supervisory / project management

Education

Bachelor’s degree

Tools

Microsoft Office

Job description

ACA Group is seeking a seasoned regulatory compliance leader in the United States. The role focuses on leading mock regulatory examinations and comprehensive compliance program reviews, while coordinating a project team to deliver high-quality reports and guidance for ACA’s largest clients.

The ideal candidate will have deep knowledge of federal securities laws, executive presence to interact with regulators, and a track record of managing client relationships and supervising teams in fast-paced