Strategic Regulatory Compliance Leader

ACA Group; Portland (ME); Remote; USD 180,000 - 200,000; Full time

Benefits offered by this job

Medical coverage

Dental coverage

401(k) plan

Paid time off

Flexible work

Paid holidays

Student debt forgiveness

Pet insurance

Job summary

ACA Group is seeking a seasoned regulatory professional to lead mock examinations, manage complex client reviews, and provide actionable compliance guidance. You will draft reports, coordinate teams, and engage with regulators to ensure premier service.

Ideal candidates bring extensive securities-law expertise, executive presence, and a track record of managing strategic client relationships within a fast-paced GRC environment. Domestic travel may be required.

Qualifications

• Bachelor’s degree required.
• 8 years of industry experience or 6+ years with relevant regulatory/compliance background.
• Advanced knowledge of federal securities laws and related rules.
• Executive presence with regulators and high-profile clients.

Responsibilities

• Lead or assist mock regulatory examinations and reviews, including document requests, interviews, and reporting.
• Oversee and review work of project team members during client reviews.
• Provide regulatory consulting, draft filings, review policies and marketing materials.
• Proactively manage client relationships and project profitability; coordinate with internal teams.
• Support special projects, training, presentations, and research on compliance issues.
• Supervise, train, and provide feedback to colleagues in a project-management capacity.
• Perform ad-hoc work to support ACA initiatives.

Skills

Executive presence

Regulatory knowledge

Client management

Education

Bachelor’s degree

Job description

ACA Group is seeking a seasoned regulatory professional to lead mock examinations, manage complex client reviews, and provide actionable compliance guidance. You will draft reports, coordinate teams, and engage with regulators to ensure premier service.

Ideal candidates bring extensive securities-law expertise, executive presence, and a track record of managing strategic client relationships within a fast-paced GRC environment. Domestic travel may be required.