Senior Regulatory Strategy Lead — Flexible Location

ACA Group

New York (NY)

Remote

USD 180,000 - 200,000

Full time

30 hours ago
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Benefits offered by this job

Student Debt Forgiveness
Pet Insurance

Job summary

ACA Group, a leading governance, risk, and compliance advisor, seeks a senior professional to lead and supervise mock regulatory examinations and comprehensive reviews for ACA’s largest clients. You will coordinate cross-functional teams, draft reports, and deliver proactive regulatory consulting across filings, policies, and marketing materials.

The role emphasizes executive presence, deep regulatory knowledge, and strong client management skills, with travel as needed to serve high-profile

Qualifications

  • Bachelor’s degree is required.
  • 8 years of industry experience, or at least 6 years with regulatory/consulting background.
  • Advanced knowledge of federal securities laws and related rules.
  • Executive presence and comfort interacting with regulators and high-profile clients.

Responsibilities

  • Lead or supervise mock regulatory examinations and reviews, including document requests, interviews, and draft reports.
  • Coordinate work across teams and guide colleagues during large client reviews.
  • Provide regulatory consulting services, including drafting filings, testing, and reviewing policies and materials.
  • Manage client relationships and projects with a focus on profitability and exceptional service.
  • Oversee internal initiatives and develop staff through supervision and feedback.
  • Perform ad-hoc work and contribute to special ACA projects.

Skills

Executive presence
Regulatory knowledge
Client relationship management
Travel willingness

Education

Bachelor’s degree

Tools

Microsoft Office

Job description

ACA Group, a leading governance, risk, and compliance advisor, seeks a senior professional to lead and supervise mock regulatory examinations and comprehensive reviews for ACA’s largest clients. You will coordinate cross-functional teams, draft reports, and deliver proactive regulatory consulting across filings, policies, and marketing materials.

The role emphasizes executive presence, deep regulatory knowledge, and strong client management skills, with travel as needed to serve high-profile

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