Remote: Senior Regulatory Compliance Lead

ACA Group

Illinois

Remote

USD 180,000 - 200,000

Full time

25 hours ago
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Benefits offered by this job

Medical and dental coverage
401(k) plan
Generous paid time off
Flexible work environment
Student Debt Forgiveness
Pet Insurance

Job summary

ACA Group in the United States is hiring a senior consultant to lead mock regulatory examinations and compliance program reviews, including document requests, interviews, and reporting. You will manage complex client engagements, provide regulatory insights, coordinate with internal teams, and deliver training and presentations.

The role requires strong regulatory knowledge and executive presence. We offer a competitive package with comprehensive benefits and opportunities to advance within a

Qualifications

  • Bachelor’s degree required.
  • 8 years of industry experience, or 6 years with relevant regulatory experience.
  • Advanced knowledge of federal securities laws and related rules.
  • Ability to interact with regulators and high-profile clients with professionalism.

Responsibilities

  • Lead or assist mock regulatory examinations and reviews, including document requests, interviews, and reporting.
  • Oversee and review work of project team members on complex client engagements.
  • Provide regulatory consulting, filings, policy reviews, and compliance materials to clients.
  • Manage client relationships and projects, ensuring timely, high-quality service.
  • Coordinate with finance, sales and legal as designated account owner.
  • Support internal ACA initiatives, training, and industry publications.
  • Supervise, train, and give feedback to junior colleagues.
  • Perform ad-hoc projects to support ACA on client and internal initiatives.

Skills

Executive presence
Strong communication skills
Problem-solving skills
Travel willingness
Client relationship management

Education

Bachelor’s degree

Job description

ACA Group in the United States is hiring a senior consultant to lead mock regulatory examinations and compliance program reviews, including document requests, interviews, and reporting. You will manage complex client engagements, provide regulatory insights, coordinate with internal teams, and deliver training and presentations.

The role requires strong regulatory knowledge and executive presence. We offer a competitive package with comprehensive benefits and opportunities to advance within a

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