Senior Principal Regulatory Consultant

ACA Group; Pittsburgh (Allegheny County); Remote; USD 180,000 - 200,000; Full time

Benefits offered by this job

Medical and dental coverage

401(k) plans

Paid time off

Flexible work environment

Student debt forgiveness

Pet insurance

Job summary

ACA Group is seeking an experienced regulatory compliance leader to oversee mock examinations and reviews, coordinate large client engagements, and provide expert regulatory consulting. You will manage client relationships, draft regulatory filings, and guide colleagues.

The role combines consulting, project leadership, and training within a dynamic team. The ideal candidate has a strong federal securities law background, executive presence, and a track record of delivering high-quality client

Qualifications

• Bachelor’s degree required.
• 8 years of industry experience, or ≥6 years with regulatory/consulting background.
• Advanced knowledge of federal securities laws and associated rules.

Responsibilities

• Lead or assist mock regulatory examinations and reviews with reports.
• Coordinate work across teams on large clients and reviews.
• Provide regulatory consulting services, filings, and policy reviews.
• Manage client relationships and deliver a superior client experience.
• Supervise and train junior colleagues; participate in internal initiatives.

Skills

Executive presence

Regulatory knowledge

Client relationship management

Professional integrity

Discretion

Communication skills

Team collaboration

Travel willingness

Analytical skills

Problem-solving

Tech-savvy / MS Office

Education

Bachelor’s degree

Tools

Microsoft Office

Job description

ACA Group is seeking an experienced regulatory compliance leader to oversee mock examinations and reviews, coordinate large client engagements, and provide expert regulatory consulting. You will manage client relationships, draft regulatory filings, and guide colleagues.

The role combines consulting, project leadership, and training within a dynamic team. The ideal candidate has a strong federal securities law background, executive presence, and a track record of delivering high-quality client