Insurance Compliance Analyst II: Filings & Regulatory

Oliver James Group; Texas; On-site; USD 80,000 - 120,000; Full time

Job summary

Oliver James Group is seeking a Compliance Analyst II in Texas to join its regulatory team. The role focuses on state filings, regulatory research, complaints, investigations, advertising review and product administration.

The candidate should have extensive insurance compliance experience, strong regulatory knowledge, and the ability to manage multiple priorities while supporting senior leadership and mentoring junior staff.

Qualifications

• 5+ years in insurance compliance or legal roles.
• Strong knowledge of insurance regulations and state regulatory requirements.
• Experience handling consumer and regulatory complaints and investigations.

Responsibilities

• Manage end-to-end state insurance filings, from preparation to submission, objections, revisions and tracking.
• Research and interpret laws, regulations, and regulatory changes impacting insurance products and operations.
• Handle complex consumer and regulatory complaints, including research, response drafting and documentation.
• Support regulatory and internal investigations, audits, and regulatory examinations.
• Review advertising and marketing materials for regulatory compliance and maintain documentation.
• Support new product rollouts, form updates, product administration, and regulatory requirements.
• Assist with contract-related compliance matters and third-party requests.
• Support compliance monitoring, holding company filings, and quarterly reports.
• Maintain accurate compliance records and identify opportunities to improve processes.

Skills

Insurance compliance

Regulatory research

Filing management

SERFF & NAIC

I-File

State filings

Communications

Project management

Independent work

Life insurance knowledge

Tools

SERFF

NAIC

I-File

Regulatory systems

Job description

Oliver James Group is seeking a Compliance Analyst II in Texas to join its regulatory team. The role focuses on state filings, regulatory research, complaints, investigations, advertising review and product administration.

The candidate should have extensive insurance compliance experience, strong regulatory knowledge, and the ability to manage multiple priorities while supporting senior leadership and mentoring junior staff.