Compliance Analyst - Insurance

Oliver James; Dallas (TX); Sur place; USD 75 000 - 115 000; Plein temps

Résumé du poste

Oliver James Group partners with a leading insurance organization to recruit an experienced Compliance Analyst II. The role supports a broad range of regulatory and compliance activities, including state filings, regulatory research, complaints, investigations, advertising, regulatory exams, and product administration.

The ideal candidate has strong insurance industry knowledge, hands-on regulatory experience, and the ability to manage multiple priorities while collaborating with senior

Qualifications

• 5+ years of insurance compliance or legal experience.
• Strong knowledge of insurance regulations and state regulatory requirements.
• Hands-on experience with SERFF, NAIC, I-File, and state regulatory systems.
• Experience managing form, rate, and informational filings from preparation through approval.
• Strong regulatory research and interpretation skills.
• Experience handling consumer and regulatory complaints and investigations.
• Excellent organization, documentation, and project management skills.
• Strong written and verbal communication skills.
• Ability to work independently while collaborating across teams.
• Insurance-related designation preferred.

Responsabilités

• Manage end-to-end state insurance filings, including preparation, submission, objections, revisions, and tracking.
• Research and interpret laws, regulations, and regulatory changes impacting insurance products and operations.
• Handle complex consumer and regulatory complaints, including research, response drafting, and documentation.
• Support regulatory and internal investigations, audits, and regulatory examinations.
• Review advertising and marketing materials for regulatory compliance and maintain required documentation.
• Support new product rollouts, form updates, product administration, and regulatory requirements.
• Assist with contract‑related compliance matters and third‑party legal or regulatory requests.
• Support compliance monitoring, holding company filings, suitability activities, and quarterly compliance reporting.
• Maintain accurate compliance records and identify opportunities to improve processes and documentation.
• Provide guidance to junior compliance staff and escalates complex matters appropriately.

Connaissances

Insurance compliance

Regulatory knowledge

SERFF/NAIC/I-File

Filings management

Regulatory research

Complaints investigations

Organization & PM

Written communication

Independent work

Team collaboration

Industry designation

Description du poste

We are partnering with a leading insurance organization to identify an experienced Compliance Analyst II to join its compliance team. This role will support a broad range of regulatory and compliance activities, including state filings, regulatory research, complaints, investigations, advertising, regulatory exams, and product administration. The ideal candidate will bring strong insurance industry knowledge, hands-on regulatory experience, and the ability to independently manage multiple priorities while partnering with senior leadership and supporting junior team members.

Skills & Experience

• 5+ years of insurance compliance or legal experience, preferably within life insurance.
• Strong knowledge of insurance regulations and state regulatory requirements.
• Hands-on experience with SERFF, NAIC, I-File, and state regulatory systems.
• Experience managing form, rate, and informational filings from preparation through approval.
• Strong regulatory research and interpretation skills.
• Experience handling consumer and regulatory complaints and investigations.
• Excellent organization, documentation, and project management skills.
• Strong written and verbal communication skills.
• Ability to work independently while collaborating effectively across teams.
• Insurance-related designation preferred.

Detailed Job Description

• Manage end-to-end state insurance filings, including preparation, submission, objections, revisions, and tracking.
• Research and interpret laws, regulations, and regulatory changes impacting insurance products and operations.
• Handle complex consumer and regulatory complaints, including research, response drafting, and documentation.
• Support regulatory and internal investigations, audits, and regulatory examinations.
• Review advertising and marketing materials for regulatory compliance and maintain required documentation.
• Support new product rollouts, form updates, product administration, and regulatory requirements.
• Assist with contract‑related compliance matters and third‑party legal or regulatory requests.
• Support compliance monitoring, holding company filings, suitability activities, and quarterly compliance reporting.
• Maintain accurate compliance records and identify opportunities to improve processes and documentation.
• Provide guidance to junior compliance staff and escalates complex matters appropriately.