Ethics & Compliance Controls Leader

Sherpa | Recruiting, Staffing & Consulting; Charlotte (NC); On-site; USD 43,000 - 62,000; Full time

Benefits offered by this job

Full-time eligibility (30+ hours)

Medical plan (BCBSNC)

Pre-tax premiums

Company contributes to employee plan

90 day waiting period

Medical, Dental, Vision

Job summary

Sherpa | Recruiting, Staffing & Consulting in the United States seeks a Compliance Manager – Controls & Assurance to develop and execute a compliance assurance program focused on ethics, integrity, and internal controls. The role evaluates control design and operating effectiveness, reviews supporting documentation, and tracks remediation efforts.

Responsibilities include risk-based testing, documenting findings, and partnering with Legal, Finance, Procurement, HR, Internal Audit, and Compliance

Qualifications

• Minimum 5 years of experience in internal audit, external audit, compliance, risk management, internal controls, assurance, or accounting.
• Strong understanding of internal control frameworks and risk-based assurance methodologies.
• Experience reviewing evidence and documenting test results.

Responsibilities

• Support risk-based testing of ethics, integrity, and compliance controls.
• Evaluate control design and operating effectiveness to mitigate risks.
• Conduct walkthroughs, sampling, evidence reviews, and stakeholder discussions.
• Review documentation to verify compliance with control objectives and evidence requirements.
• Document testing procedures, observations, conclusions, and rationales.
• Identify deficiencies, root causes, and improvement opportunities.
• Track remediation plans and report status of corrective actions.
• Collaborate with Legal, Finance, Procurement, HR, Internal Audit, and Compliance.
• Support continuous improvement of control frameworks and testing procedures.

Skills

Internal audit

Risk management

Control testing

Evidence review

Education

Bachelor's degree

Job description

Sherpa | Recruiting, Staffing & Consulting in the United States seeks a Compliance Manager – Controls & Assurance to develop and execute a compliance assurance program focused on ethics, integrity, and internal controls. The role evaluates control design and operating effectiveness, reviews supporting documentation, and tracks remediation efforts.

Responsibilities include risk-based testing, documenting findings, and partnering with Legal, Finance, Procurement, HR, Internal Audit, and Compliance