Compliance Manager - Controls & Assurance

Sherpa | Recruiting, Staffing & Consulting; Charlotte (NC); Presencial; USD 43 000 - 62 000; Tempo integral

Vantagens oferecidas por esta oferta de emprego

Full-time eligibility (30+ hours)

Medical plan (BCBSNC)

Pre-tax premiums

Company contributes to employee plan

90 day waiting period

Medical, Dental, Vision

Resumo da oferta

Sherpa | Recruiting, Staffing & Consulting in the United States seeks a Compliance Manager – Controls & Assurance to develop and execute a compliance assurance program focused on ethics, integrity, and internal controls. The role evaluates control design and operating effectiveness, reviews supporting documentation, and tracks remediation efforts.

Responsibilities include risk-based testing, documenting findings, and partnering with Legal, Finance, Procurement, HR, Internal Audit, and Compliance

Qualificações

• Minimum 5 years of experience in internal audit, external audit, compliance, risk management, internal controls, assurance, or accounting.
• Strong understanding of internal control frameworks and risk-based assurance methodologies.
• Experience reviewing evidence and documenting test results.

Responsabilidades

• Support risk-based testing of ethics, integrity, and compliance controls.
• Evaluate control design and operating effectiveness to mitigate risks.
• Conduct walkthroughs, sampling, evidence reviews, and stakeholder discussions.
• Review documentation to verify compliance with control objectives and evidence requirements.
• Document testing procedures, observations, conclusions, and rationales.
• Identify deficiencies, root causes, and improvement opportunities.
• Track remediation plans and report status of corrective actions.
• Collaborate with Legal, Finance, Procurement, HR, Internal Audit, and Compliance.
• Support continuous improvement of control frameworks and testing procedures.

Conhecimentos

Internal audit

Risk management

Control testing

Evidence review

Formação académica

Bachelor's degree

Descrição da oferta de emprego

Job Overview

Job Overview – Compliance Manager - Controls & Assurance – 34543

The Compliance Manager – Controls & Assurance will support the development and execution of a compliance assurance program focused on ethics, integrity, and internal controls. This role is responsible for evaluating control design and operating effectiveness, reviewing supporting documentation, identifying control gaps, and tracking remediation efforts.

Compensation: $38/hr

• Support the planning and execution of risk-based testing of ethics, integrity, and compliance controls.
• Evaluate control design and operating effectiveness to ensure key business risks are appropriately mitigated.
• Conduct walkthroughs, sampling, evidence reviews, and stakeholder discussions to assess control performance.
• Review documentation to verify compliance with established control objectives and evidence requirements.
• Document testing procedures, observations, conclusions, and supporting rationale in accordance with approved methodologies.
• Identify control deficiencies, root causes, and opportunities to strengthen internal controls and compliance processes.
• Track remediation plans and report on the status of corrective actions.
• Partner with stakeholders across Legal, Finance, Procurement, HR, Internal Audit, and Compliance to facilitate assurance activities.
• Support the continuous improvement of control frameworks, assurance methodologies, and testing procedures.
• Assist with reporting and analysis related to key controls and compliance initiatives.
• Contribute to broader ethics, integrity, and compliance projects as needed.

Requirements

• Bachelor's degree or equivalent professional qualification.
• Minimum of 5 years of experience in internal audit, external audit, compliance, risk management, internal controls, assurance, or accounting.
• Demonstrated experience assessing the design and operating effectiveness of controls.
• Strong understanding of internal control frameworks, risk-based assurance methodologies, and control testing.
• Experience reviewing evidence, documenting test results, and preparing assurance findings or reports.
• Understanding of business ethics and integrity risks, including bribery and corruption, fraud, conflicts of interest, sanctions, anticompetitive behavior, money laundering, third-party risk, and human rights.
• Experience working within large, complex, or international organizations.

Sherpa Benefits

Sherpa offers benefits to contract employees who meet the following criteria:

• Must be a full-time employee (30+ weekly hours/+130 hours per month) to be eligible
• Medical plan offered is BCBSNC Blue Options PPO
• Premiums will be pre-taxed
• Sherpa pays a portion of the Employee only premium for medical
• 90 day waiting period from date of hire
• Medical, Dental, and Vision plans

Additional Job Details

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About Our Process

• We will notify you if you are selected as a candidate for this role. If not, but you fit our specializations, we'll consider you for future openings, and encourage you to apply for other Sherpa roles you're qualified for/interested in.
• Non-Local Candidates: Please note that you are competing with local candidates who don’t require relocation expenses and can start quickly, so let us know if you have plans to move to the area soon.
• Candidates for all Sherpa opportunities must be authorized to work in the United States.
• Sherpa is an Equal Opportunity Employer.