Senior Compliance Leader - Alternative Assets & MAS Rules

SMBC Group; Singapore; On-site; SGD 80,000 - 120,000; Full time

Job summary

A financial services firm in Singapore is seeking a Regulatory Compliance Officer with over 10 years of experience. The role involves liaising with regulatory bodies, developing compliance policies, and overseeing compliance monitoring. Candidates should have a strong analytical background, excellent communication skills, and a bachelor's degree in a related field. This position offers an opportunity to influence compliance practices in a dynamic investment environment.

Qualifications

• 10 years of relevant Compliance experience in financial services.
• Good working knowledge of the investment management industry.
• Ability to perform processes and controls using Compliance systems.

Responsibilities

• Liaise with MAS on regulatory filings and submissions.
• Develop and maintain compliance policies and procedures.
• Oversee compliance monitoring and testing program.

Skills

Regulatory filings and submissions

Compliance monitoring

AML / CFT guidelines

Strong analytical skills

Effective communication skills

Education

Bachelor's degree in Law, Accounting, Business or related discipline

Job description

A financial services firm in Singapore is seeking a Regulatory Compliance Officer with over 10 years of experience. The role involves liaising with regulatory bodies, developing compliance policies, and overseeing compliance monitoring. Candidates should have a strong analytical background, excellent communication skills, and a bachelor's degree in a related field. This position offers an opportunity to influence compliance practices in a dynamic investment environment.