Investment Compliance Specialist: Trade & Risk Oversight

AMBITION GROUP SINGAPORE PTE. LTD.; Singapore; On-site; SGD 60,000 - 80,000; Full time

Job summary

A recruitment consultancy in Singapore is seeking a compliance officer to ensure trades and portfolio holdings adhere to regulations. Key responsibilities include monitoring compliance, analyzing transactions, preparing reports, and resolving any compliance issues. This role requires collaboration with various teams within the organization. Interested applicants should submit their resumes, referencing the contact person mentioned.

Responsibilities

• Monitor trades and portfolio holdings for compliance.
• Analyze transactions, calculate risk metrics, and conduct compliance checks.
• Research compliance issues and collaborate to resolve violations.
• Prepare compliance reports for stakeholders.
• Respond to inquiries regarding investment guidelines.
• Participate in projects to automate trade compliance.

Job description

A recruitment consultancy in Singapore is seeking a compliance officer to ensure trades and portfolio holdings adhere to regulations. Key responsibilities include monitoring compliance, analyzing transactions, preparing reports, and resolving any compliance issues. This role requires collaboration with various teams within the organization. Interested applicants should submit their resumes, referencing the contact person mentioned.