Analyst, Compliance Consulting

Kroll; Singapore; On-site; SGD 60,000 - 80,000; Full time

Job summary

A global risk and financial advisory leader based in Singapore is seeking an Analyst for their Compliance Consulting practice. This role involves managing alternative investment client relationships, ensuring adherence to regulatory requirements, and drafting compliance documentation. The ideal candidate will have 2-3 years of experience in compliance and a solid understanding of MAS regulations. This position offers a dynamic work environment with opportunities for professional growth.

Qualifications

• 2-3 years of experience in compliance and alternative asset management.
• Understanding of MAS rules for Fund Management Companies.
• Background in financial services or wealth management audit is advantageous.

Responsibilities

• Manage alternative investment client relationships for regulatory compliance.
• Draft compliance manuals and documentation.
• Establish compliance infrastructure for clients.
• Conduct periodic compliance monitoring reviews.
• Prepare audit procedures for engagements across APAC.
• Execute audit procedures to assess internal controls.
• Draft written audit reports.
• Review regulatory reports and returns.

Skills

Compliance knowledge

Time management

Understanding of MAS regulations

Audit experience

Job description

Analyst, Compliance Consulting

Kroll’s Compliance Consulting practice assists clients in setting up firms, obtaining their initial authorization or registration, and providing them with ongoing compliance advice to navigate the rapidly changing regulatory landscape. As an Analyst you will embody drive, embrace change and take risks. You will be innovative and solve problems in our Compliance Consulting business.

Day-to-day responsibilities:

• Responsible for managing a portfolio of alternative investment client relationships to ensure they comply with their regulatory requirements
• Drafting compliance manuals and other compliance documentation for clients
• Establishing and maintaining the compliance infrastructure for clients
• Undertaking periodic compliance monitoring reviews at client premises
• Prepare and refine audit procedures for the conduct of audit engagements/projects across APAC
• Execute audit procedures to assess, design and operating effectiveness of internal controls
• Prepare written audit reports by drafting audit issues and recommendations on the review results of audit engagements/projects
• Drafting and/or reviewing regulatory reports and returns

Essential traits:

• Minimum of 2-3years of experience with an exposure to compliance and alternative asset management industry
• Detailed understanding of MAS rules, regulations and guidelines for Capital Market Services License holder especially Fund Management Companies
• Good understanding of the financial services industry in particular the alternative asset management
• Time management and ability to work under pressure
• Financial Services or Asset and Wealth Management audit background would be useful

About Kroll

Join the global leader in risk and financial advisory solutions—Kroll. With a nearly century-long legacy, we blend trusted expertise with cutting-edge technology to navigate and redefine industry complexities. As a part of One Team, One Kroll, you'll contribute to a collaborative and empowering environment, propelling your career to new heights. Ready to build, protect, restore and maximize our clients’ value? Your journey begins with Kroll.

Kroll is committed to equal opportunity and diversity, and recruits people based on merit.

In order to be considered for a position, you must formally apply via careers.kroll.com.