Certified Investment Advisor – Mexico Fintech (CNBV)

DolarApp; Ciudad de México; Presencial; MXN 900.000 - 1.300.000; Jornada completa

Ventajas ofrecidas por este puesto de trabajo

Competitive compensation package

Stock options

Discretionary performance bonus

Modern tech stack and tools

World-class team and growth potential

Opportunity to help build LatinAmerica

Office policy: 3-4 days in-office

Descripción de la vacante

ARQ in Mexico is seeking a certified investment advisor for its Mexico advisory entity. You will own the advisory function end to end and act as the accountable person before the CNBV, while helping build a digital, scalable wealth product with global teams.

You will coordinate with product, engineering and legal teams to translate regulatory requirements into practical product specs for the app, review client content, and ensure the suitability and documentation of every recommendation as the

Formación

• Current AMIB certification valid for investment advisory or be willing to certify.
• Strong experience in investment advisory, wealth management or investment services compliance at a CNBV regulated entity.
• Deep knowledge of the Ley del Mercado de Valores and the Disposiciones de Servicios de Inversión.
• Hands on experience with investor profiling and suitability frameworks.
• High ownership, sound judgement and ability to deliver in a fast paced, high scrutiny environment.
• Ability to work with product and engineering teams and turn regulation into practical product requirements.
• Spanish and professional English.

Responsabilidades

• Act as the certified investment advisor of the entity, accountable for every recommendation made to customers
• Own the advisory framework, including investor profiling, product profiling, suitability and the reasonableness of recommendations
• Own the entity’s core policies, including the Marco General de Actuación, Guía de Servicios de Inversión, conflicts of interest and disclosures
• Act as the primary point of contact with the CNBV, leading information requests, supervisory visits and any remediation
• Own the entity’s regulatory reporting and RAI obligations, including Anexo C and annual financial information
• Partner closely with product, engineering and legal teams to translate regulatory requirements into clear product specifications for the app
• Review and approve customer facing content, model portfolios and investment communications
• Monitor the advisory activity and keep evidence that every recommendation is suitable and properly documented
• Contribute to ARQ’s broader wealth roadmap in Mexico, including future licences.

Conocimientos

AMIB certification

Investment advisory experience

Regulatory knowledge

Investor profiling

Cross-functional collaboration

Languages: Spanish & English

Descripción del empleo

ARQ in Mexico is seeking a certified investment advisor for its Mexico advisory entity. You will own the advisory function end to end and act as the accountable person before the CNBV, while helping build a digital, scalable wealth product with global teams.

You will coordinate with product, engineering and legal teams to translate regulatory requirements into practical product specs for the app, review client content, and ensure the suitability and documentation of every recommendation as the