VP, Regulatory Exam Management & Onboarding Controls

JPMorgan Chase & Co.; Greater London; Hybrid; GBP 70.000 - 110.000; Vollzeit

Zusammenfassung

JPMorgan Chase & Co. is seeking an Exam Management Control Manager for Client Onboarding and Documentation Exam Management in London. You will lead regulatory examinations, audits, and compliance testing, coordinating with compliance, legal, audit, controls, and operations to deliver clear, evidence-based responses.

You will identify themes, support remediation, and ensure onboarding and documentation processes meet scrutiny with disciplined execution and strong stakeholder engagement.

Qualifikationen

• Bachelor’s degree or equivalent practical experience.
• Experience supporting regulatory reviews, audits, or compliance testing in financial services.
• Knowledge of Know Your Customer (KYC) and Anti-Money Laundering (AML) requirements and related controls.
• Ability to manage multiple workstreams, reprioritize quickly, and deliver under tight deadlines.
• Strong written communication skills, including drafting clear, evidence-based responses.
• Strong stakeholder management skills across functions and seniority levels.
• Demonstrated ability to identify issues, assess impact, and escalate appropriately.
• Advanced Microsoft Excel skills for reviewing and validating management information.
• Proficiency with Microsoft Office tools, including Outlook, Word, and PowerPoint.
• Comfort working with data sources and databases, including checking data for completeness and accuracy.

Aufgaben

• Manage a portfolio of regulatory examinations, audits, and compliance monitoring and testing engagements
• Coordinate engagement planning, fieldwork, and post-engagement follow-up activities
• Review incoming requests and drive timely, accurate, well-supported responses
• Prepare, quality-check, and present materials requested by regulators, auditors, and other reviewers
• Draft clear written responses using validated inputs and subject matter expertise
• Partner with compliance, legal, audit, controls, and operations teams to gather and verify information
• Track request intake, status, risks, and issues, escalating as appropriate
• Deliver management reporting and engagement updates to stakeholders
• Maintain awareness of key data sources, platforms, and end-to-end data flows used to support responses
• Identify trends across engagements and support remediation planning and execution
• Apply established protocols and documentation standards to strengthen engagement discipline

Kenntnisse

Regulatory knowledge and controls

Stakeholder management

Written communication

Project management

Attention to detail

Data analysis using Excel

Timely delivery under deadlines

Ausbildung

Bachelor’s degree or equivalent practical experience

Tools

Excel

Outlook

Word

PowerPoint

Jobbeschreibung

JPMorgan Chase & Co. is seeking an Exam Management Control Manager for Client Onboarding and Documentation Exam Management in London. You will lead regulatory examinations, audits, and compliance testing, coordinating with compliance, legal, audit, controls, and operations to deliver clear, evidence-based responses.

You will identify themes, support remediation, and ensure onboarding and documentation processes meet scrutiny with disciplined execution and strong stakeholder engagement.