Surveillance MARA Lead — Risk & Controls

lloyds banking group; Birmingham; Hybrid; GBP 93,000 - 104,000; Full time

Job summary

A leading financial institution is seeking a Surveillance Market Abuse Risk Assessment Manager to lead the risk assessment process. The successful candidate will work closely with business collaborators to proactively identify and mitigate market abuse risks. Responsibilities include designing and executing assessments, reviewing surveillance controls, and engaging with regulatory inquiries. Strong knowledge of market abuse regimes and excellent data skills are required. This role offers a hybrid working model.

Qualifications

• Proven experience in enhancing Market Abuse Risk Assessments.
• Comprehensive product knowledge across key traded instruments.

Responsibilities

• Lead the Market Abuse Risk Assessment process.
• Engage with business collaborators for risk assessment.
• Review and enhance existing surveillance controls.

Skills

Knowledge of MAR/market abuse regimes

Experience in trade and communications surveillance

Strong data/technical skills

Job description

A leading financial institution is seeking a Surveillance Market Abuse Risk Assessment Manager to lead the risk assessment process. The successful candidate will work closely with business collaborators to proactively identify and mitigate market abuse risks. Responsibilities include designing and executing assessments, reviewing surveillance controls, and engaging with regulatory inquiries. Strong knowledge of market abuse regimes and excellent data skills are required. This role offers a hybrid working model.