Senior Compliance & Risk Manager, Funds & Custody

Apex Group Ltd; City Of London; On-site; GBP 50,000 - 70,000; Full time

Job summary

A leading financial services provider in London is seeking a Compliance Manager to oversee regulatory compliance across its Depository and Custody businesses. The ideal candidate has 3-5 years of experience in compliance, ideally within funds or custody. Strong analytical skills, a commitment to ethics, and the ability to communicate complex regulations are essential for success in this role. This position offers the opportunity to develop compliance strategies and train employees, ensuring adherence to industry standards.

Qualifications

• Minimum 3-5 years in a similar role.
• Understanding of industry laws and regulations.
• Experience within Financial Services is ideal.

Responsibilities

• Develop and implement a risk-based compliance framework.
• Advise on regulations and policies affecting the business.
• Maintain relationships with regulators and stakeholders.

Skills

Analytical skills

Communication

Leadership

Attention to detail

Adaptability

Education

Relevant professional qualification

Job description

A leading financial services provider in London is seeking a Compliance Manager to oversee regulatory compliance across its Depository and Custody businesses. The ideal candidate has 3-5 years of experience in compliance, ideally within funds or custody. Strong analytical skills, a commitment to ethics, and the ability to communicate complex regulations are essential for success in this role. This position offers the opportunity to develop compliance strategies and train employees, ensuring adherence to industry standards.