Senior Compliance Manager – Transformation

JR United Kingdom; Slough; On-site; GBP 70,000 - 90,000; Full time

Job summary

A leading Financial Services company is seeking a Senior Compliance Manager for their Slough location. This role involves designing compliance controls, engaging with regulators, and ensuring adherence to industry standards. The ideal candidate will have a strong regulatory background and be able to communicate complex compliance requirements effectively.

Qualifications

• Strong regulatory compliance background in Retail Banking or Insurance.
• Understanding of UK regulatory requirements and risk management frameworks.
• Ability to translate complex regulatory requirements into clear guidance.

Responsibilities

• Work across Transformation delivery workstreams, prioritising Compliance resources.
• Prepare reports on Compliance Risks for Executive Committees and Boards.
• Advise on Compliance Risks into Transformation programmes.

Skills

Regulatory compliance

Risk management

Communication

Job description

Social network you want to login/join with:

Senior Compliance Manager – Transformation, Slough

Client: Broadgate

Location: Slough, United Kingdom

Job Category: Other

-

EU work permit required: Yes

Job Views: 2

Posted: 31.05.2025

Expiry Date: 15.07.2025

Job Description:

Senior Compliance Manager - Transformation

Overview

An exciting opportunity to join a highly regarded Financial Services company. You'll collaborate closely with various internal business units and stakeholders to design and implement robust compliance controls and foster a strong culture of compliance. Reporting directly to senior leadership and engaging with regulators to ensure operations meet industry standards.

Responsibilities

• Work across Transformation delivery workstreams, prioritising Compliance resources as appropriate.
• Support the identification and mitigation of Compliance Risks within the business Transformation programmes.
• Provide pragmatic, timely, and actionable advice on Compliance Risks into Transformation programmes, working with colleagues at all levels within the organisation.
• Prepare reports on Compliance Risks within Transformation for Executive Committees and Boards, supporting the Head of Compliance.
• Maintain strong technical knowledge of Financial Conduct Authority Handbook rules, with desirable experience in Product Governance.

Experience and Knowledge

• Strong regulatory compliance background working within 1st or 2nd line, ideally from a Retail Banking or Insurance background.
• Strong understanding of relevant UK regulatory requirements.
• Ability to translate complex regulatory requirements into clear, actionable guidance for business stakeholders.
• Understanding of risk management frameworks, controls, and related regulatory requirements.