Senior Compliance Manager - Transformation

ZipRecruiter; London; On-site; GBP 60,000 - 90,000; Full time

Job summary

A leading financial services company is seeking a Senior Compliance Manager to oversee compliance risks and controls within transformation programs. This role involves collaborating with various business units, engaging with regulators, and ensuring compliance with UK regulatory standards. The ideal candidate will possess a strong regulatory background and the ability to provide clear guidance to stakeholders across the organization.

Qualifications

• Strong regulatory compliance background in Retail Banking or Insurance.
• Ability to translate complex regulatory requirements into actionable guidance.

Responsibilities

• Design and implement robust compliance controls.
• Identify and mitigate compliance risks in transformation programs.
• Prepare reports on compliance risks for executive committees.

Skills

Regulatory Compliance

Risk Management

Financial Conduct Authority Handbook

Product Governance

Job description

Job DescriptionSenior Compliance Manager- Transformation
Overview

An exciting opportunity to join a highly regarded Financial ServicesCompany. You'll collaborate closely with various internal business units and stakeholders to design and implement robust compliance controls and foster a strong culture of compliance.

Reporting directly to senior leadership and engaging with regulators to ensure operations not only meet but exceed industry standards.

Responsibilities

• Working across Transformation delivery workstreams, prioritising Compliance resource, as appropriate.
• Supporting the identification and mitigation of Compliance Risks within the business Transformation programmes
• Providing pragmatic, timely and actionable advice on Compliance Risks into Transformation programmes, working with colleagues at all levels within the organisation.
• Preparation of reporting on Compliance Risks within Transformation for Executive Committees and Boards, supporting the Head of Compliance.
• Strong technical knowledge of Financial Conduct Authority Handbook rules, with desirable experience in Product Governance.

Experience and Knowledge

• Strong regulatory compliance background working within 1st or 2nd line, ideally from a Retail Banking or Insurance background
• Strong understanding of relevant UK regulatory requirements.
• Ability to translate complex regulatory requirements into clear, actionable guidance for business stakeholders.
• Understanding of risk management frameworks, controls, and related regulatory requirements.