Senior Compliance Manager – Transformation

JR United Kingdom; London; On-site; GBP 60,000 - 90,000; Full time

Job summary

A leading Financial Services company is looking for a Senior Compliance Manager in London. The role involves designing compliance controls, engaging with regulators, and supporting transformation programmes while ensuring industry standards are met. Ideal candidates will have strong regulatory backgrounds, particularly in Banking or Insurance, and demonstrate the ability to provide actionable compliance advice.

Qualifications

• Strong regulatory compliance background in Retail Banking or Insurance.
• Deep understanding of UK regulatory requirements.
• Ability to translate complex regulations into actionable business guidance.

Responsibilities

• Design and implement robust compliance controls.
• Engage with regulators to exceed industry standards.
• Prepare compliance risk reports for Executive Committees.

Skills

Regulatory compliance

Risk management

Stakeholder engagement

Product Governance

Job description

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Senior Compliance Manager – Transformation, London

Client:

Broadgate

Location:

London, United Kingdom

Job Category:

Other

-

EU work permit required:

Yes

Job Views:

2

Posted:

31.05.2025

Expiry Date:

15.07.2025

Job Description:

Senior Compliance Manager - Transformation

Overview

An exciting opportunity to join a highly regarded Financial Services company. You'll collaborate closely with various internal business units and stakeholders to design and implement robust compliance controls and foster a strong culture of compliance.

Reporting directly to senior leadership and engaging with regulators to ensure operations not only meet but exceed industry standards.

Responsibilities

• Work across Transformation delivery workstreams, prioritising Compliance resources as appropriate.
• Support the identification and mitigation of Compliance Risks within the business Transformation programmes.
• Provide pragmatic, timely, and actionable advice on Compliance Risks into Transformation programmes, working with colleagues at all levels within the organisation.
• Prepare reports on Compliance Risks within Transformation for Executive Committees and Boards, supporting the Head of Compliance.
• Maintain strong technical knowledge of Financial Conduct Authority Handbook rules, with desirable experience in Product Governance.

Experience and Knowledge

• Strong regulatory compliance background working within 1st or 2nd line, ideally from a Retail Banking or Insurance background.
• Strong understanding of relevant UK regulatory requirements.
• Ability to translate complex regulatory requirements into clear, actionable guidance for business stakeholders.
• Understanding of risk management frameworks, controls, and related regulatory requirements.