Senior Compliance Manager

Clayton Davies; Greater London; Hybrid; GBP 76,000 - 90,000; Full time

Job summary

A leading financial services firm in Greater London is seeking an experienced Senior Compliance Manager. In this hybrid role, you will provide expert support on compliance and regulatory matters, ensuring adherence to FCA regulations. This leadership position requires strong stakeholder management and oversight skills to maintain robust governance. You will act as a pivotal partner for compliance within the firm, contributing to the development of the compliance framework and delivering training materials.

Benefits

Bonus

Benefits

Qualifications

• Proven experience in a compliance role within financial services.
• Strong understanding of regulatory obligations.
• Ability to lead and influence senior stakeholders.

Responsibilities

• Provide expert compliance and regulatory advisory support.
• Lead implementation of FCA rules and policies.
• Act as a key contact for advisers on compliance matters.
• Oversee thematic reviews and risk assessments.
• Influence stakeholders to ensure compliance with regulations.
• Support development of compliance training and guidance.

Skills

Expert compliance and regulatory advisory

Familiarity with FCA rules

Leadership and stakeholder management

Job description

Job Description

⭐️ Senior Compliance Manager

📍 London (Hybrid)

💰 c.£90,000 + Bonus + Benefits

Our client is a leading national IFA firm who are looking for an experienced Senior Compliance Manager to strengthen their governance framework and act as the main business partner for compliance support to the financial planning side of the business.

This is a key leadership role within their Compliance team, providing expert guidance and oversight to ensure the firm meets all regulatory obligations.

Role & Responsibilities

• Provide expert compliance and regulatory advisory support across the business, with a focus on financial planning and retail investment advice.
• Lead the interpretation and implementation of FCA rules, guidance, and policy changes, ensuring controls and processes remain robust.
• Act as a key point of contact for advisers, delivering clear guidance on complex compliance matters.
• Oversee thematic reviews, policy updates, and risk assessments.
• Influence and challenge senior stakeholders to ensure the firm operates within risk appetite and regulatory expectations.
• Support the development and delivery of compliance training, briefings, and guidance materials.
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