Senior Compliance Assurance Leader

InvestEngine Limited; Remote; GBP 70,000 - 90,000; Full time

Job summary

A modern investment company in Greater London seeks a Head of Compliance Assurance. The role involves leading the Compliance Monitoring Programme, ensuring regulatory frameworks are effective. Candidates should have over 8 years in fintech with a strong grasp of FCA regulations. The position offers flexibility and the opportunity to work within a supportive, high-caliber team. This is a chance to make a significant impact from day one while shaping the direction of a growing business.

Benefits

Remote work flexibility

Growth opportunities

Supportive team environment

Qualifications

• 8+ years of experience in fintech and regulated environments.
• Strong knowledge of FCA expectations and frameworks.
• Proven experience designing and executing assurance programmes.

Responsibilities

• Lead the design and delivery of the Compliance Monitoring Programme.
• Plan and execute thematic reviews across various controls.
• Oversee the investigation of regulatory breaches.

Skills

Experience in fintech

Regulatory knowledge

Analytical skills

Attention to detail

Leadership

Job description

A modern investment company in Greater London seeks a Head of Compliance Assurance. The role involves leading the Compliance Monitoring Programme, ensuring regulatory frameworks are effective. Candidates should have over 8 years in fintech with a strong grasp of FCA regulations. The position offers flexibility and the opportunity to work within a supportive, high-caliber team. This is a chance to make a significant impact from day one while shaping the direction of a growing business.