Compliance Officer – 29109

The Emerald Group; Remote; GBP 30,000 - 50,000; Full time

Job summary

A leading compliance-focused organization based in the United Kingdom is seeking a Compliance Officer to support the Risk and Compliance team. You will assist with compliance obligations, regulatory reporting, and fostering a culture of good conduct. Ideal candidates should have relevant compliance qualifications and experience in the financial services sector.

Qualifications

• Achieved or working towards a relevant compliance-related qualification.
• Experience in compliance within the financial services sector.
• Ability to interpret legal or regulatory requirements.

Responsibilities

• Support compliance monitoring and reporting.
• Communicate regulatory changes and assist implementation.
• Provide compliance support for relevant communications.

Skills

Analytical skills

Organizational skills

Problem-solving skills

Written communication skills

Verbal communication skills

Education

Relevant compliance-related qualification

Job description

The Compliance Officer will assist the wider Risk and Compliance team in helping the business understand and meet its compliance obligations, and in championing and embedding a culture of good conduct.

• Location: WFH
• Type: Permanent

Key Responsibilities (including but not limited to):

• Support the Head of Compliance, via compliance monitoring and other methods
• Collaborate with the Head of Compliance and business areas to identify, assess and communicate the occurrence and impact of regulatory and legislative changes and work with the business on implementation
• To provide compliance support and sign-off of relevant communications, literature as required
• Record and analyse compliance MI to identify areas of potential regulatory concern, including indicators of poor consumer outcomes
• Support the Head of Compliance in meeting the Society’s regulatory reporting obligations
• Achieved or working towards a relevant compliance-related qualification from an appropriate accredited body, i.e. the CII or CISI
• Experience of working within compliance in the financial services sector
• Ability to interpret legal or regulatory requirements and embed them into business processes
• Strong analytical, organisational, and problem-solving skills
• Excellent written and verbal communication skills