Compliance Officer

Eden Rose; Remote; GBP 50,000 - 54,000; Full time

Job summary

A respected wealth management firm is seeking a Remote Compliance Officer to ensure adherence to FCA regulations and internal compliance procedures. This fully remote role is integral in maintaining high standards of regulatory compliance while fostering a culture of integrity and trust. You will work closely with advisers and senior management, providing guidance on compliance matters and enhancing client service. The firm offers a supportive culture with clear pathways for career progression, along with competitive benefits including private medical insurance.

Benefits

Pension contribution

Private Medical Insurance

Death in Service

Collaborative culture

Clear pathways to advancement

Responsibilities

• Monitor and review adviser files for compliance with FCA rules and internal policies.
• Provide clear, practical guidance to advisers and staff on compliance related matters.

Job description

Remote Compliance Officer

£50,000 – £54,000

We are supporting a respected wealth management firm that believes exceptional financial planning is built on integrity, trust, and a deep understanding of client needs. They deliver advice that goes beyond products, focusing on ethical practice, transparency, and long-term client wellbeing.

As a Remote Compliance Officer, you’ll be an integral part of ensuring the firm maintains the highest standards of regulatory compliance. You will play a key role in supporting the firm’s adherence to FCA regulations and internal compliance procedures. You’ll work closely with advisers and senior management to ensure the business operates within a compliant framework while maintaining its commitment to excellent client service.

Benefits

• £50,000 – £54,000
• Fully remote role
• Pension contribution
• Private Medical Insurance
• Death in Service
• A collaborative and supportive culture that encourages development and continuous improvement
• Clear pathways to progress into senior compliance or management roles

Key Responsibilities

• Monitor and review adviser files for compliance with FCA rules and internal policies
• Provide clear, practical guidance to advisers and staff on compliance related matters
• Maintain and develop intern...