Compliance Manager - Licensing and Exam

Intuit Inc.; Greater London; On-site; GBP 60,000 - 90,000; Full time

Job summary

A global fintech company in the UK is looking for an experienced Compliance Manager to lead regulatory licensing and examination processes. You will prepare licensing applications, manage regulatory interactions, and ensure compliance with international regulations. The ideal candidate has over 5 years of experience in compliance and regulatory environments, with strong project management skills. This position offers a competitive salary, cash bonus, and equity rewards in a people-first work environment.

Benefits

Competitive compensation package

Direct influence on global expansion

Opportunities for professional growth

Flexible work environment

Qualifications

• 5+ years of professional experience, including 3–5 years in licensing, compliance, or an in‑house legal function.
• Strong experience leading regulatory examinations or directly interacting with regulators.
• Proven ability to manage complex projects, organise documentation, and meet deadlines.
• Exceptional communication, writing, and interpersonal skills.
• Demonstrated success collaborating across cross‑functional teams.
• High attention to detail, sound judgment, and ability to work independently.
• Bachelor’s Degree or equivalent professional experience.
• Experience with international licensing regimes such as EMI, RPAA, Credit Brokering, AISP and/or PISP.
• Direct experience engaging with regulatory authorities such as FCA, CBI, and Bank of Canada, particularly regarding licensing and Director/Officer approvals.
• Experience managing licensing for company‑level entities.
• Background supporting high‑growth, fast‑paced environments.

Responsibilities

• Prepare, submit, and maintain licensing applications, renewals, amendments, and regulatory filings across multiple jurisdictions.
• Coordinate with internal partners to collect documentation needed for renewals or audits.
• Manage entity‑level filings, including DBAs, director/officer updates, and attestations.
• Serve as a point of contact with regulators, responding to inquiries with professionalism.
• Track regulatory changes affecting licensed activities and communicate implications.
• Maintain accurate documentation and ensure timely submission of filings.
• Lead management of regulatory examinations related to licensing.
• Craft responses to regulator requests and coordinate timely document collection.
• Review materials for accuracy before submitting to regulators.
• Organise and maintain examination trackers and documentation repositories.
• Collaborate cross‑functionally to address exam findings.

Job description

Intuit is expanding its global footprint, and regulatory excellence is at the heart of that growth. We are looking for an experienced and forward-thinking Compliance Manager, International Licensing & Exam Management to join our Fintech Offerings Compliance team.

In this role, you will own the licensing, reporting, and examination program for several of Intuit’s international subsidiaries. Your expertise will help drive compliant expansion into new markets, strengthen regulatory trust, and support innovative products that delight millions of customers around the world.

You will be a key partner in ensuring Intuit’s international entities maintain the licensing, approval, and governance rigour required by regulators such as the FCA, Central Bank of Ireland, Bank of Canada, and others. This is a high-visibility role with significant opportunities to collaborate across Compliance, Legal, Product, Finance, and other business teams while shaping operational best practices.

You’ll bring strong judgment, exceptional organisational skills, and the ability to build productive relationships with regulators, internal teams, and business partners.

If you are energised by navigating complex regulatory landscapes, influencing outcomes, and helping bring transformative financial solutions to global markets, we’d love to meet you.

At Intuit, we believe diversity, equity, and inclusion make us better -as individuals and as a company. We’re committed to supporting your well‑being, growth, and success through:

• A culture rooted in innovation, trust, and customer obsession.
• A collaborative environment where your expertise will directly shape global expansion.
• Opportunities to deepen your regulatory expertise across multiple international jurisdictions.
• Flexibility, balance, and a people‑first approach to work.

If you’re passionate about enabling global growth through regulatory excellence and want to influence how a world‑class company expands responsibly, we invite you to apply and help shape the future of Intuit’s international strategy.

Responsibilities

Licensing & Regulatory Filings

• Prepare, submit, and maintain licensing applications, renewals, amendments, and required regulatory filings across multiple international jurisdictions.
• Coordinate with internal partners to collect documentation needed for renewals, reports, examinations, or third‑party requests.
• Manage entity‑level filings, including DBAs, director/officer updates, attestations, and related governance requirements.
• Serve as a point of contact with regulators, responding to inquiries with professionalism and clarity.
• Track regulatory changes impacting licensed activities and communicate implications across the organisation.
• Maintain accurate documentation and ensure timely submission of fees and filings.

Regulatory Examination Management

• Lead end‑to‑end management of regulatory examinations related to international licensing activities.
• Craft clear, well‑supported responses to regulator requests and coordinate timely document collection from internal stakeholders.
• Review materials for accuracy, formatting, and consistency before submitting to regulators.
• Organise and maintain examination trackers, schedules, and documentation repositories.
• Collaborate cross‑functionally to address exam findings and drive meaningful, sustainable improvements.
• Champion a culture where Compliance is leveraged as a strategic advantage to enable growth and customer trust.

Qualifications

• 5+ years of professional experience, including 3–5 years in licensing, compliance, or an in‑house legal function.
• Strong experience leading regulatory examinations or directly interacting with regulators.
• Proven ability to manage complex projects, organise documentation, and meet deadlines.
• Exceptional communication, writing, and interpersonal skills.
• Demonstrated success collaborating across cross‑functional teams.
• High attention to detail, sound judgment, and ability to work independently.
• Bachelor’s Degree or equivalent professional experience.
• Experience with international licensing regimes such as EMI, RPAA, Credit Brokering, AISP and/or PISP.
• Direct experience engaging with regulatory authorities such as the Financial Conduct Authority (FCA), Central Bank of Ireland (CBI), and Bank of Canada, particularly regarding licensing and Director/Officer approvals (PCF or SMF).
• Experience managing licensing for company‑level entities.
• Background supporting high‑growth, fast‑paced environments.

Intuit provides a competitive compensation package with a strong pay for performance rewards approach. This position will be eligible for a cash bonus, equity rewards and benefits, in accordance with our applicable plans and programs (see more about our compensation and benefits at Intuit®: Careers | Benefits). Pay offered is based on factors such as job‑related knowledge, skills, experience, and work location. To drive ongoing fair pay for employees, Intuit conducts regular comparisons across categories of ethnicity and gender.